Bernard V. Tomaino
Professional summary
Bernard Vincent Tomaino Jr., who also goes by Ben Tomaino Jr., Bernard VIncent Tomaino, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Plainview, New York.
Bernard is registered as a RR (Registered Representative) and started their career in finance in 1983. Bernard has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bernard Vincent Tomaino Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2024 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 54 Sunnyside Blvd Ste H, Plainview, NY 11803-1517November 10, 2021 - October 26, 2023
ALLSTATE FINANCIAL SERVICES, LLC
April 9, 2018 - October 28, 2021
EVERLAKE DISTRIBUTORS, LLC
March 20, 2007 - April 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
September 16, 2003 - February 26, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 2003 - February 26, 2007
MSI FINANCIAL SERVICES, INC.
November 29, 2001 - August 27, 2003
NYLIFE SECURITIES LLC
August 1, 1983 - May 10, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2024)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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