KK
Kevin E. Kemmerer
ON INVESTMENT MANAGEMENT CO
LEES SUMMIT, MO 64063
Some features on this profile are disabled
CRD#: 1002910
KK
Professional summary
Kevin Edward Kemmerer is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Lees Summit, Missouri and THE O.N. EQUITY SALES COMPANY located in Lee's Summit, Missouri.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Kevin has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SUMMIT POINTE FINANCIAL GROUP; NOT INVESTMENT RELATED; 2641 NE MCBAINE DRIVE LEE'S SUMMIT MO 64064; LIFE AND HEALTH INSURANCE SALES; AGENT; 06/2010-PRESENT; 1-2 HOURS/MONTH; 0 HOURS/TRADING; SELLING OF FIXED LIFE INSURANCE AND HEALTH INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Edward Kemmerer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2014 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 608 Sw Third Street, Lees Summit, MO 64063RIA
CRD#: 105662
LEES SUMMIT, MO
Current
November 26, 2014 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2641 Ne Mcbaine Drive, Lee's Summit, MO 64064BD
CRD#: 2936
Lee's Summit, MO
Past
July 26, 2010 - December 8, 2014
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
LEES SUMMIT, MO
Past
June 8, 2010 - December 8, 2014
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
LEES SUMMIT, MO
Past
October 11, 2006 - June 3, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
OVERLAND PARK, KS
Past
October 4, 2006 - June 3, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
OVERLAND PARK, KS
Past
February 16, 2005 - October 3, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
February 12, 2001 - January 26, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OVERLAND PARK, KS
Past
January 23, 2001 - January 26, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
April 19, 1999 - January 9, 2001
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
August 30, 1991 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
August 21, 1991 - February 19, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
September 17, 1981 - November 4, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 17, 1981 - November 4, 1991
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/26/2014)
RR
Florida(11/26/2014)
IAR
Florida(2/23/2015)
RR
Kansas(11/26/2014)
IAR
Kansas(11/26/2014)
RR
Missouri(11/26/2014)
IAR
Missouri(11/26/2014)
RR
Nebraska(1/10/2022)
IAR
Nebraska(1/10/2022)
RR
Oklahoma(2/11/2016)
IAR
Oklahoma(4/21/2022)
RR
South Dakota(5/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Lees Summit, MO 64063TRUST BUT VERIFY
Monitor Kevin Kemmerer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
