Joseph A. Watters
Professional summary
Joseph Anthony Watters was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Joseph had worked at 4 firms, which includes HARVEST CAPITAL LLC, HACKETT ASSOCIATES INC., OSAIC FS INC., 1717 CAPITAL MANAGEMENT COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2000 - April 2, 2002
HARVEST CAPITAL LLC
December 11, 1997 - January 21, 1999
HACKETT ASSOCIATES, INC.
June 17, 1991 - June 17, 1997
HACKETT ASSOCIATES, INC.
February 8, 1990 - June 12, 1991
OSAIC FS, INC.
September 22, 1981 - January 23, 1990
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
HARVEST CAPITAL LLC
CRD#: 35723 / SEC#: , 8-46845
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
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