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Edward Lee Patzer

Edward Lee Patzer

Managing Principal·THURSTON SPRINGER ADVISORS
Mishawaka, IN
·CRD# 716052·46 years registered

Professional Summary

Edward Lee Patzer is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Mishawaka, Indiana and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Mishawaka, Indiana. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Edward has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Under $50K

Account Minimum

250–500

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Financial Planning
  • Estate & Legacy Planning
  • Retirement Planning

Biography

With over 40 years of experience in financial services, Ed has been dedicated to helping individuals meet their financial needs by developing investment plans around their long-term goals and risk tolerance. Ed has cultivated a distinct investment approach through long-time, multi-generational relationships with clients. As a financial advisor, Ed is prepared to assist with investment planning, retirement planning, estate planning strategies, and 401(k) options. Through his extensive experience - throughout major shifts in the markets...

Other Aliases

There are no additional aliases reported.

Blog Corner

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Mishwaka, IN · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

LinkedIn

linkedin.com/in/xxxxxx

Email

xxxxx@xxxx.xxx

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Mishwaka, IN · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Mishwaka, IN · CRD#

Years of Experience

46 years registered in the securities industry

Current & Past Employments

Current

THURSTON SPRINGER ADVISORSCurrent·CRD# 299201
RIA
1736 E Day Road Ste 300, Mishawaka, IN 46545
December 6, 2024 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.Current·CRD# 8478
BD
1736 E. Day Road Suite 100, Mishawaka, IN 46545
December 6, 2024 - Present

Past

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
RIA
Mishawaka, IN
November 25, 2013 - December 17, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
Mishawaka, IN
November 22, 2013 - December 17, 2024
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Mishawaka, IN
January 1, 2008 - November 22, 2013
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Mishawaka, IN
January 1, 2008 - November 22, 2013
A. G. EDWARDS & SONS, INC.Past·CRD# 4
BD
Mishawaka, IN
June 16, 1988 - January 3, 2008
A. G. EDWARDS & SONS, INC.Past·CRD# 4
RIA
Mishawaka, IN
December 30, 1998 - January 1, 2008
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
September 25, 1980 - June 28, 1988

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Mishwaka, IN · CRD#

Current Firm

TS
THURSTON SPRINGER ADVISORS

ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | WALKER INVESTMENTS | VANTAGE WEALTH MANAGEMENT | TRINITY CAPITAL MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE PATZER GROUP WEALTH MANAGEMENT | THE BARTHEL AGENCY | THE BALDASSARI GROUP | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS INVESTMENTS | SPRAWLS FINANCIAL | SMITH WEALTH | RETIREMENT AND ESTATE PLANNING SERVICES | PRINCIPIA PRIVATE WEALTH | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | MORAN WEALTH MANAGEMENT | LAVELLE FINANCIAL | LANDMARK FINANCIAL SERVICES | JOHN KERR FINANCIAL | JKS INVESTMENT GROUP | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | HNS ADVISORS | G & M INVESTMENT GROUP | FRATARCANGELI WEALTH MANAGEMENT | ELIAS FINANCIAL NETWORK LLC | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT GROUP | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BUCHANAN WEALTH MANAGEMENT OF TRINITY CAPITAL MANAGEMENT | BCT FINANCIAL | BADDERS & MOORE WEALTH MANAGEMENT OF TRINITY CAPITAL | ASCEND WEALTH | AP CAPITAL MANAGEMENT | ANN A. MOORE FINANCIAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL

CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - SEC (11/2/2018 Approved)

Contact Information

Main Address

9000 Keystone Crossing Suite 700, Indianapolis, IN 46240

Phone Number

(317) 581-4000

# of Employees

100

SEC notice filing (41 States and Territories)

Registered to provide investment advisory services in 41 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TSA_PART 2A_(9.25.26) (10/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

9,751

AUM (Assets Under Management)

$6,008,300,727

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
05/21/2025Cover PageReport
02/28/2024Cover PageReport

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Mishwaka, IN · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRUSTEE FOR Patzer Group 401K PLAN FBO EMPLOYEES; INV RELATED; START DATE 4/25/2014; 1 HR PER MONTH; 1 HR DURING TRADING. 2) THE PATZER GROUP LLC DBA THE PATZER GROUP WEALTH MANAGEMENT; INV RELATED; MISHAWAKA, IN; 100% OWNERSHIP; START DATE 11/22/2013; 250 HOURS PER MONTH; 250 DURING TRADING; FINET PRACTICE. 3) Elder of Edwardsburg Presbyterian Church; 0 hours during Trading 4) President of Foundation for Presbyterian Church of Edwardsburg, Oversee Finances of Church; no compensation; 0 hours during trading 5) Edwardsburg Sports Complex; Executive Director, Manage Complex; no compensation; 0 hours during trading.

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Mishwaka, IN · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS

ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | WALKER INVESTMENTS | VANTAGE WEALTH MANAGEMENT | TRINITY CAPITAL MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE PATZER GROUP WEALTH MANAGEMENT | THE BARTHEL AGENCY | THE BALDASSARI GROUP | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS INVESTMENTS | SPRAWLS FINANCIAL | SMITH WEALTH | RETIREMENT AND ESTATE PLANNING SERVICES | PRINCIPIA PRIVATE WEALTH | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | MORAN WEALTH MANAGEMENT | LAVELLE FINANCIAL | LANDMARK FINANCIAL SERVICES | JOHN KERR FINANCIAL | JKS INVESTMENT GROUP | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | HNS ADVISORS | G & M INVESTMENT GROUP | FRATARCANGELI WEALTH MANAGEMENT | ELIAS FINANCIAL NETWORK LLC | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT GROUP | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BUCHANAN WEALTH MANAGEMENT OF TRINITY CAPITAL MANAGEMENT | BCT FINANCIAL | BADDERS & MOORE WEALTH MANAGEMENT OF TRINITY CAPITAL | ASCEND WEALTH | AP CAPITAL MANAGEMENT | ANN A. MOORE FINANCIAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL

CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - SEC (11/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/19/2024)
RR
Arizona
(12/6/2024)
RR
California
(12/6/2024)
RR
Colorado
(12/6/2024)
RR
Connecticut
(12/6/2024)
RR
Florida
(12/6/2024)
RR
Georgia
(4/28/2026)
RR
Hawaii
(12/13/2024)
RR
Idaho
(12/6/2024)
RR
Illinois
(12/16/2024)
IAR
Indiana
(12/6/2024)
RR
Indiana
(12/13/2024)
RR
Iowa
(12/6/2024)
RR
Maryland
(12/6/2024)
RR
Michigan
(12/6/2024)
RR
Minnesota
(12/19/2024)
RR
Mississippi
(12/6/2024)
RR
Missouri
(12/6/2024)
RR
Montana
(12/10/2024)
RR
Nebraska
(12/6/2024)
RR
Nevada
(12/6/2024)
RR
New Mexico
(12/6/2024)
RR
New York
(12/6/2024)
RR
North Carolina
(12/6/2024)
RR
Ohio
(12/6/2024)
RR
Pennsylvania
(12/6/2024)
RR
Rhode Island
(12/18/2024)
RR
South Carolina
(12/6/2024)
RR
Texas
(12/6/2024)
IAR
Texas
(12/6/2024)
RR
Vermont
(12/6/2024)
RR
Virginia
(12/6/2024)
RR
Washington
(12/6/2024)
RR
Wisconsin
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Sep 1988
FINRA
SRO Registrations

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Mishwaka, IN · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lee Patzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Edward

  • Financial Planning
  • Estate & Legacy Planning
  • Retirement Planning

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Mishwaka, IN · CRD#