FIND A SEAPORT SECURITIES CORP. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at SEAPORT SECURITIES CORP.
Looking for a Financial Advisor at SEAPORT SECURITIES CORP.?
We have compiled every financial advisor who works at SEAPORT SECURITIES CORP. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
SEAPORT SECURITIES CORP. is located at 60 Broad Street, New York, NY 10004 and was first established at New York, New York in 03/06/1980. After operating for 46 years, SEAPORT SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SEAPORT SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. SEAPORT SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SEAPORT SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SEAPORT SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SEAPORT SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SEAPORT SECURITIES CORP. Comes From
Understanding the Statistics for SEAPORT SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
60 Broad Street, New York, NY 10004
60 Broad Street, New York, NY 10004
Small
(212) 482-8689
New York since 03/06/1980
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WEISBERG, THEODORE PAUL | PRESIDENT | 1485848 | |
| WEISBERG, THEODORE PAUL | CFO/PFO | ||
| ZOLDAN, DEBBIE SUE | CHIEF COMPLIANCE OFFICER AND POO |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at SEAPORT SECURITIES CORP.
Theodore Paul Weisberg
Debbie Sue Zoldan
Cynthia Torchio
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
