TW

Theodore P. Weisberg

SEAPORT ASSET MANAGEMENT
NEW YORK CITY, NY 10004
Some features on this profile are disabled
CRD#: 1485848
TW

Professional summary


Theodore Paul Weisberg is a registered financial advisor currently at SEAPORT ASSET MANAGEMENT, LLC located in New York City, New York and SEAPORT SECURITIES CORP. located in New York, New York.

Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Theodore has worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 53, Series 4, Series 27 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Theodore Paul Weisberg's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 6, 2023 - Present

SEAPORT ASSET MANAGEMENT, LLC

Office #1: 60 Broad Street, New York City, NY 10004
RIA
CRD#: 161157
NEW YORK CITY, NY
Current

May 8, 1969 - Present

SEAPORT SECURITIES CORP.

Office #1: 60 Broad Street, New York, NY 10004
BD
CRD#: 8330
NEW YORK, NY
Past

March 31, 2022 - December 31, 2022

SEAPORT ASSET MANAGEMENT, LLC

RIA
CRD#: 161157
NEW YORK CITY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/8/1999)
RR
Arkansas
(7/21/1997)
RR
Delaware
(4/9/1991)
RR
New York
(6/8/1988)
IAR
New York
(2/6/2023)
RR
Ohio
(1/8/1998)
RR
Texas
(6/9/1988)
RR
Wisconsin
(3/23/1998)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


SA
SEAPORT ASSET MANAGEMENT, LLC
SEAPORT ASSET MANAGEMENT, LLC

CRD#: 161157 / SEC#:

New York
Registered Investment Advisory firm - (2/6/2023 Approved)
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Contact information


Main Address
60 Broad Street, New York City, NY 10004
Mailing Address
Phone number
(212) 847-2458
Established
Firm type
Fiscal year end
# of Employees
1
0

Red Flags


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Company Information


SEAPORT ASSET MANAGEMENT, LLC

CRD#: 161157New York City, NY 10004

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