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CRD#: 7874
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LBMZ SECURITIES, INC. is located at 101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705 and was first established at Chicago, Illinois in 09/20/1978. After operating for 47 years, LBMZ SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LBMZ SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. LBMZ SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LBMZ SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 8 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LBMZ SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LBMZ SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LBMZ SECURITIES, INC. Comes From

Understanding the Statistics for LBMZ SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
8

FIRM INFORMATION

Main Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Mailing Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Firm Size
Small
Phone Number
(312) 630-9880
Established
Illinois since 09/20/1978
Firm Type
Corporation
Fiscal year end
November
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FRANCINE ZACKS 2012 GIFT TRUSTOWNER
CALDER, JUDITH ANNCHIEF COMPLIANCE OFFICER38260
COLOMBO, DOUGLAS NMNFINOP1858351
ZACKS, LEONARD HARVEYPRESIDENT & DIRECTOR806891
ZACKS, MITCHEL ETHANTRUSTEE FOR THE FRANCINE ZACKS 2012 GIFT TRUST2649079

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Advisor's working at LBMZ SECURITIES, INC.

RD

Richard Stone Delio

IAR
RR
CRD#: 1484742
Location:
Fort Lauderdale, FL
Company:
ZACKS INVESTMENT MANAGEMENT, INC.
Disclosures:
Experience:
39 years
View Profile
RL

Randy Herman Leclair

IAR
RR
CRD#: 1997396
Location:
Charlotte, NC
Company:
ZACKS INVESTMENT MANAGEMENT, INC.
Disclosures:
Experience:
36 years
View Profile
SS

Scott D Sprandel

Scott Donald Sprandel Jr, Scott Donald Sprandel
IAR
RR
CRD#: 2291857
Location:
Chicago, IL 60606
Company:
ZACKS INVESTMENT MANAGEMENT, INC.
Disclosures:
Experience:
18 years
View Profile
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