Leonard H. Zacks
Professional summary
Leonard Harvey Zacks is a registered financial professional currently at LBMZ SECURITIES, INC. located in Chicago, Illinois.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 1975. Leonard has worked at 4 firms and has passed the Series 7TO, SIE, Series 31, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonard Harvey Zacks's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 1979 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705Office #2: 101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705March 20, 1978 - October 6, 1978
MESIROW FINANCIAL, INC.
June 18, 1975 - December 19, 1977
BECKER SECURITIES INCORPORATED
April 1, 1975 - October 22, 1975
A G BECKER & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/1997)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/25/1975
Registered Representative ExaminationSeries 40
Date: 12/27/1978
Registered Principal ExaminationFINRA
Current Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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