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FIRM PROFILE
Overview
ROOSEVELT & CROSS, INCORPORATED is located at 55 Broadway, 22nd Fl, New York, NY 10006 and was first established at New York, New York in 04/19/1972. After operating for 54 years, ROOSEVELT & CROSS, INCORPORATED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ROOSEVELT & CROSS, INCORPORATED’s clients are individuals and 0% of their clients are high net worth individuals. ROOSEVELT & CROSS, INCORPORATED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ROOSEVELT & CROSS, INCORPORATED are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ROOSEVELT & CROSS, INCORPORATED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ROOSEVELT & CROSS, INCORPORATED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ROOSEVELT & CROSS, INCORPORATED Comes From
Understanding the Statistics for ROOSEVELT & CROSS, INCORPORATED and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
55 Broadway 22nd Fl, New York, NY, 10006
55 Broadway 22nd Fl, New York, NY, 10006
Small
(212) 344-2500
New York since 04/19/1972
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 | |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 | |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 | |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 | |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 | |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 | |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 | |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 | |
| CAWLEY, KATHLEEN | CCO | 1129804 | |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 | |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
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Advisor's working at ROOSEVELT & CROSS, INCORPORATED
Henry Li
Lorene Teresa Faria
William Walter Welsh
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