Daniel S. Sakol
Professional summary
Daniel Scott Sakol, who also goes by Daniel Scott Rochlin Mr., is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri and THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 21 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 52TO, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Scott Sakol's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2018 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005September 5, 2019 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830January 2, 2020 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753April 13, 2021 - Present
CORE FINANCIAL, LLC
Office #1: 1086 N. Fourth Street - Suite 108, Columbus, OH 43201June 8, 2022 - Present
STIRLINGSHIRE INVESTMENTS
Office #1: 15 W 38th St Suite 704, New York City, NY 10018July 8, 2022 - Present
LSH PARTNERS SECURITIES LLC
Office #1: 780 Third Avenue 11th Floor, New York, NY 10017October 13, 2023 - Present
PERITUS CAPITAL, LLC
Office #1: 535 Fifth Avenue 4th Floor, New York, NY 10017February 15, 2024 - Present
JORDAN, KNAUFF & COMPANY
Office #1: 100 S. Wacker Drive Suite 850, Chicago, IL 60606November 5, 2024 - Present
ROOSEVELT & CROSS, INCORPORATED
Office #1: One Exchange Plaza 55 Broadway 22nd Fl, New York, NY, 10006July 22, 2025 - Present
VESTWELL SECURITIES, LLC
Office #1: 360 Madison Avenue 15th Floor, New York, NY 10017October 7, 2025 - Present
U.S. SECURITIES, INTL. CORP.
Office #1: 120 Broadway Suite 1017, New York, NY 10271April 3, 2024 - April 29, 2024
ALTERNATIVE EXECUTION GROUP
April 25, 2023 - April 10, 2024
STRONG CAPITAL MARKETS, LLC
October 26, 2022 - September 5, 2023
SSY FINANCE LLC
September 15, 2021 - May 16, 2024
OASIS PRO MARKETS LLC
April 28, 2021 - June 10, 2024
SPOKE REAL ESTATE FINANCIAL, LLC
October 17, 2019 - March 2, 2021
CULTIVATE CAPITAL GROUP, LLC
July 2, 2014 - September 28, 2016
AEGIS CAPITAL CORP.
April 18, 2007 - October 10, 2014
ROCKWELL SECURITIES LLC
August 31, 1998 - August 23, 2006
S.W. BACH & COMPANY
January 21, 1997 - March 24, 1998
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/28/2018)
Exams
Series 82TO
Date: 4/25/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
Current Firm
U.S. SECURITIES, INTL. CORP.
CRD#: 11238 / SEC#: , 8-18118
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 9 |
Red Flags
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Company Information
U.S. SECURITIES, INTL. CORP.
CRD#: 11238Chesterfield, MO 63005TRUST BUT VERIFY
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