JM
John Milligan
KESTRA ADVISORY SERVICES
AUSTIN, TX 78735
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CRD#: 3206391
JM
John MilliganKESTRA ADVISORY SERVICES
Professional summary
John Milligan, CFP®, who also goes by John Harris Milligan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 8 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 27, Series 53, Series 51 and Series 24 exams.
Aliases
John Harris Milligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: OWNER NATURE: PURCHASING A RENTAL PROPERTY TO REPLACE THE PROPERTY WE JUST SOLD. INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2015 ADDRESS: , HENRICO VA DESCRIPTION: LIMITED. WE USE A PROPERTY MANAGEMENT COMPANY THAT HANDLES ALL ASPECTS OF THE RENTAL. MILLIGAN POSITION: Owner NATURE: Rental Property7/28/2014 - purchasing 2nd rental property. Both will be managed through a property management company which will all but elimate involvement from my wife or I.7/9/2015 - Selling 1st rental property. I will only have ownership in one rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/25/2013 ADDRESS: , Allen VA DESCRIPTION:
CRS (Client Relationship Summary) - RIA
Click below to view John Milligan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 15, 2026 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735RIA
CRD#: 283330
AUSTIN, TX
Current
July 15, 2026 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735BD
CRD#: 42046
AUSTIN, TX
Past
December 12, 2023 - July 7, 2026
TRUIST SECURITIES, INC.
BD
CRD#: 6271
RICHMOND, VA
Past
December 13, 2019 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
GLEN ALLEN, VA
Past
September 21, 2016 - December 1, 2023
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
RICHMOND, VA
Past
November 27, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RICHMOND, VA
Past
November 27, 2012 - December 1, 2023
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
July 28, 2003 - March 20, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CENTREVILLE, VA
Past
August 14, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 14, 1999 - November 12, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CENTREVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/15/2026)
RR
Alaska(7/15/2026)
RR
Arizona(7/15/2026)
RR
Arkansas(7/15/2026)
RR
California(7/15/2026)
RR
Colorado(7/15/2026)
RR
Connecticut(7/15/2026)
RR
Delaware(7/15/2026)
RR
District of Columbia(7/15/2026)
RR
Florida(7/15/2026)
RR
Georgia(7/15/2026)
RR
Hawaii(7/15/2026)
RR
Idaho(7/15/2026)
RR
Illinois(7/15/2026)
RR
Indiana(7/15/2026)
RR
Iowa(7/15/2026)
RR
Kansas(7/15/2026)
RR
Kentucky(7/15/2026)
RR
Louisiana(7/15/2026)
RR
Maine(7/15/2026)
RR
Maryland(7/15/2026)
RR
Massachusetts(7/15/2026)
RR
Michigan(7/15/2026)
RR
Minnesota(7/15/2026)
RR
Mississippi(7/15/2026)
RR
Missouri(7/15/2026)
RR
Montana(7/15/2026)
RR
Nebraska(7/15/2026)
RR
Nevada(7/15/2026)
RR
New Hampshire(7/15/2026)
RR
New Jersey(7/15/2026)
RR
New Mexico(7/15/2026)
RR
New York(7/15/2026)
RR
North Carolina(7/16/2026)
RR
North Dakota(7/15/2026)
RR
Ohio(7/15/2026)
RR
Oklahoma(7/15/2026)
RR
Oregon(7/15/2026)
RR
Pennsylvania(7/21/2026)
RR
Puerto Rico(7/15/2026)
RR
Rhode Island(7/15/2026)
RR
South Carolina(7/15/2026)
RR
South Dakota(7/15/2026)
RR
Tennessee(7/15/2026)
RR
Texas(7/15/2026)
IAR
Texas(7/15/2026)
RR
Utah(7/15/2026)
RR
Vermont(7/15/2026)
RR
Virgin Islands(7/15/2026)
RR
Virginia(7/15/2026)
RR
Washington(7/15/2026)
RR
West Virginia(7/15/2026)
RR
Wisconsin(7/15/2026)
RR
Wyoming(7/15/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Austin, TX 78735TRUST BUT VERIFY
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