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CRD#: 6159
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FIRM PROFILE
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Where the Statistical Data for BARCLAY INVESTMENTS LLC Comes From
Understanding the Statistics for BARCLAY INVESTMENTS LLC and How They Compare to Other Firms Through Our Analysis
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Firm Disclosures
Regulatory Event
6
FIRM INFORMATION
Established
Delaware since 03/19/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at BARCLAY INVESTMENTS LLC
Samuel William Spanos
IAR
RR
CRD#: 719385
Location:
Sea Island, GA
Company:
RAYMOND JAMES & ASSOCIATES, INC.
Disclosures:
Experience:
45 years
YT
Yuliya Volodymyrivna Tkachyshyn
PR
CRD#: 5566215
Location:
Jersey City, NJ 07302
Company:
NYLIFE DISTRIBUTORS LLC
Disclosures:
Experience:
17 years
MS
Michael Wayne Stapleton
PR
CRD#: 7197856
Location:
Indianapolis, IN 46204
Company:
FNEX CAPITAL, LLC
Disclosures:
Experience:
6 years
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