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JA

Joseph E. Angelli

AMERICAN FINANCIAL ASSOCIATES
Easton, PA 18042-1659
Some features on this profile are disabled
CRD#: 3249649
JA

Professional summary

Joseph Edward Angelli, who also goes by Joseph Angelli, is a registered financial professional currently at AMERICAN FINANCIAL ASSOCIATES, INC. located in Easton, Pennsylvania.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Angelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Edward Angelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 2018 - Present

AMERICAN FINANCIAL ASSOCIATES, INC.

Office #1: 1700 Northampton Street Suite A, Easton, PA 18042-1659
BD
CRD#: 29049
Easton, PA
Past

February 20, 2016 - September 6, 2016

AMERICAN FINANCIAL ASSOCIATES, INC.

BD
CRD#: 29049
EASTON, PA
Past

December 13, 2013 - September 13, 2019

BARCLAY INVESTMENTS LLC

BD
CRD#: 6159
NEW YORK, NY
Past

August 12, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 12, 1999 - March 4, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/10/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/12/2013
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AMERICAN FINANCIAL ASSOCIATES, INC.
AMERICAN FINANCIAL ASSOCIATES, INC.

CRD#: 29049 / SEC#: , 8-44065

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1700 Northampton Street Suite A, Easton, PA 18042-1659
Mailing Address
1700 Northampton Street, Suite A, Easton, PA 18042-1659
Phone number
(610) 559-1600
Established
Pennsylvania since 07/23/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DALBERTO, HENRY LEONDINOPRESIDENT CEO / CCO / CFO / PFO / POO

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN FINANCIAL ASSOCIATES, INC.

CRD#: 29049Easton, PA 18042-1659

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