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CRD#: 5049
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BROWN ASSOCIATES, INC. is located at 819 Broad Street, Chattanooga, TN 37402-2613 and was first established at New Orleans, Tennessee in 08/01/1969. After operating for 57 years, BROWN ASSOCIATES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BROWN ASSOCIATES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BROWN ASSOCIATES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BROWN ASSOCIATES, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BROWN ASSOCIATES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BROWN ASSOCIATES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BROWN ASSOCIATES, INC. Comes From

Understanding the Statistics for BROWN ASSOCIATES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
819 Broad Street, Chattanooga, TN 37402-2613
Mailing Address
819 Broad Street, Chattanooga, TN 37402-2613
Firm Size
Small
Phone Number
(423) 267-3776
Established
Tennessee since 08/01/1969
Firm Type
Corporation
Fiscal year end
July
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BROWN, CAMPBELL HUXLEYPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, TRUSTEE845340
FAMILY TRUST U/W ALLEN C. BROWN DATED 7-23-2016OWNER
BROWN, EMILY GARTHTRUSTEE6693332
DECOSIMO, JOHN THOMASFINOP, PFO, POO5327873

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Advisor's working at BROWN ASSOCIATES, INC.

SJ

Stephen Rex Johnson

IAR
RR
CRD#: 2277971
Location:
Chattanooga, TN 37402-2613
Company:
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
Disclosures:
Experience:
33 years
View Profile
CB

Campbell Huxley Brown

IAR
RR
CRD#: 845340
Location:
Chattanooga, TN 37402-2613
Company:
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
Disclosures:
Experience:
48 years
View Profile
JD

John Thomas Decosimo

Tom Decosimo
RR
CRD#: 5327873
Location:
Waunake, WI
Company:
DCF, LLC
Disclosures:
Experience:
18 years
View Profile
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