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Campbell H. Brown

GARTH & BROWN INVESTMENT MANAGEMENT
Chattanooga, TN 37402-2613
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CRD#: 845340
CB

Professional summary


Campbell Huxley Brown is a registered financial advisor currently at GARTH & BROWN INVESTMENT MANAGEMENT, LLC located in Chattanooga, Tennessee and BROWN ASSOCIATES, INC. located in Chattanooga, Tennessee.

Campbell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Campbell has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, Series 79TO, Series 22TO, Series 99TO, SIE, Series 7, Series 1, Series 14, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. E. BROWN FAMILY LP. 819 BROAD STREET, CHATTANOOGA TN 37402, NON-INVESTMENT RELATED, FAMILY PARTNERSHIP, MANANGING MEMBER STARTED SEPTEMBER, 2016, 1 HOURS/MONTH AND ABOUT 1 HOURS/MONTH DURING SECURITIES TRADING HOURS. REPRESENTATIVE FOR THE FAMILY PARTNERSHIP AS MANANGING MEMBER.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Campbell Huxley Brown's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 30, 2016 - Present

GARTH & BROWN INVESTMENT MANAGEMENT, LLC

Office #1: 819 Broad Street, Chattanooga, TN 37402-2613
RIA
CRD#: 151128
Chattanooga, TN
Current

November 16, 1977 - Present

BROWN ASSOCIATES, INC.

Office #1: 819 Broad Street, Chattanooga, TN 37402-2613
BD
CRD#: 5049
Chattanooga, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/7/2007)
RR
California
(8/3/2016)
RR
Florida
(12/7/2007)
RR
Georgia
(9/14/1982)
IAR
Georgia
(2/23/2017)
RR
Maryland
(4/19/2022)
RR
North Carolina
(7/14/2017)
RR
South Carolina
(3/18/1994)
RR
Tennessee
(1/1/1978)
IAR
Tennessee
(11/30/2016)
RR
Texas
(7/12/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/22/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/8/1977
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


G&
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
GARTH & BROWN INVESTMENT MANAGEMENT, LLC

CRD#: 151128 / SEC#:

Georgia
Registered Investment Advisory firm - (11/30/2010 Approved)
Tennessee
Registered Investment Advisory firm - (8/18/2009 Approved)
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Contact information


Main Address
819 Broad Street, Chattanooga, TN 37402-2613
Mailing Address
Phone number
(423) 267-3776
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts6
AUM (Assets Under Management)$ 14,248,429

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GARTH & BROWN INVESTMENT MANAGEMENT, LLC

CRD#: 151128Chattanooga, TN 37402-2613

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