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FIRM PROFILE
Overview
BETTERMENT SECURITIES is located at 450 West 33rd Street 11th Floor, New York, NY 10001 and was first established at New York, New York in 07/22/2004. After operating for 21 years, BETTERMENT SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BETTERMENT SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. BETTERMENT SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BETTERMENT SECURITIES are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BETTERMENT SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BETTERMENT SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BETTERMENT SECURITIES Comes From
Understanding the Statistics for BETTERMENT SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
450 West 33rd Street 11th Floor, New York, NY 10001
450 West 33rd Street 11th Floor, New York, NY 10001
Small
(212) 228-1328
New York since 07/22/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | ||
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 | |
| KHENTOV, BORIS | PRESIDENT | 6216649 | |
| KRAMER, ANDREW JOHNATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 | |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 | |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
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Advisor's working at BETTERMENT SECURITIES
Richard Mark Feldman
Lynda Dyane Johnson
Matthew Stephen Vasquez
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