AK
Andrew J. Kramer
BETTERMENT SECURITIES
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 6393302
AK
Professional summary
Andrew Jonathan Kramer, who also goes by Andrew Johnathan Kramer, Aj Kramer, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 62, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andrew Johnathan Kramer | Aj Kramer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jonathan Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2014 - Present
BETTERMENT SECURITIES
Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001BD
CRD#: 47788
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2018)
RR
Alaska(11/27/2018)
RR
Arizona(11/27/2018)
RR
Arkansas(11/27/2018)
RR
California(11/27/2018)
RR
Colorado(11/27/2018)
RR
Connecticut(11/27/2018)
RR
Delaware(11/27/2018)
RR
District of Columbia(11/27/2018)
RR
Florida(11/27/2018)
RR
Georgia(11/27/2018)
RR
Hawaii(11/27/2018)
RR
Idaho(11/27/2018)
RR
Illinois(11/27/2018)
RR
Indiana(11/27/2018)
RR
Iowa(11/27/2018)
RR
Kansas(11/27/2018)
RR
Kentucky(11/27/2018)
RR
Louisiana(11/27/2018)
RR
Maine(11/27/2018)
RR
Maryland(11/27/2018)
RR
Massachusetts(11/27/2018)
RR
Michigan(11/27/2018)
RR
Minnesota(11/27/2018)
RR
Mississippi(11/27/2018)
RR
Missouri(11/27/2018)
RR
Montana(11/27/2018)
RR
Nebraska(11/27/2018)
RR
Nevada(11/27/2018)
RR
New Hampshire(11/27/2018)
RR
New Jersey(11/27/2018)
RR
New Mexico(11/27/2018)
RR
New York(11/27/2018)
RR
North Carolina(11/27/2018)
RR
North Dakota(11/27/2018)
RR
Ohio(11/27/2018)
RR
Oklahoma(11/27/2018)
RR
Oregon(11/27/2018)
RR
Pennsylvania(11/27/2018)
RR
Puerto Rico(11/27/2018)
RR
Rhode Island(11/27/2018)
RR
South Carolina(11/27/2018)
RR
South Dakota(11/27/2018)
RR
Tennessee(11/27/2018)
RR
Texas(11/27/2018)
RR
Utah(11/27/2018)
RR
Vermont(11/27/2018)
RR
Virgin Islands(11/29/2018)
RR
Virginia(11/27/2018)
RR
Washington(11/27/2018)
RR
West Virginia(11/27/2018)
RR
Wisconsin(11/27/2018)
RR
Wyoming(11/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 10/29/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 7/23/2015
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BETTERMENT SECURITIES
BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC
CRD#: 47788 / SEC#: , 8-51906
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
450 West 33rd Street 11th Floor, New York, NY 10001
Mailing Address
450 West 33rd Street 11th Floor, New York, NY 10001
Phone number
(212) 228-1328
Established
New York since 07/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | |
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 |
| KHENTOV, BORIS | PRESIDENT | 6216649 |
| KRAMER, ANDREW JOHNATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
