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CRD#: 46938

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for NEONET SECURITIES, INC. Comes From

Understanding the Statistics for NEONET SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
Regulatory Event
5

FIRM INFORMATION

Established
Delaware since 02/12/1999
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NEONET ABSOLE SHAREHOLDER
BERNSTEIN, BARRY OPRESIDENT & CHIEF COMPLIANCE OFFICER4307985
HAYES, SUSAN ANNCHIEF FINANCIAL OFFICER/FINOP2856326
WIKLANDER, PAR JOACIMCHAIRMAN OF BOARD OF DIRECTORS5994869

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Advisor's working at NEONET SECURITIES, INC.

JG
AdvisorCheck Check Mark

Joshua Colman Gerber

PR
CRD#: 6403120
Location:
New York, NY 10153
Company:
PERELLA WEINBERG PARTNERS LP
Disclosures:
Experience:
11 years
Martin Garrett Wheeler
AdvisorCheck Check Mark

Martin Garrett Wheeler

Martin G Wheeler
IAR
CRD#: 5728948
Location:
Honolulu, HI
Company:
SEA FINANCIAL HAWAII
Disclosures:
Experience:
8 years
MS
AdvisorCheck Check Mark

Mark Wayne Surratt

Mark Wayne Surratt Mr., Mark Wayne Surratt
RR
CRD#: 2304401
Location:
Centennial, CO 80112
Company:
TRANSAMERICA FINANCIAL ADVISORS, LLC
Disclosures:
Experience:
29 years
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