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FIRM PROFILE
Overview
REGIONAL INVESTMENT SERVICES, INC. is located at 2101 Park Center Drive Suite 290, Orlando, FL 32835 and was first established at Florida, Ohio in 01/19/1999. After operating for 27 years, REGIONAL INVESTMENT SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of REGIONAL INVESTMENT SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. REGIONAL INVESTMENT SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at REGIONAL INVESTMENT SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 0 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access REGIONAL INVESTMENT SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at REGIONAL INVESTMENT SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for REGIONAL INVESTMENT SERVICES, INC. Comes From
Understanding the Statistics for REGIONAL INVESTMENT SERVICES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2101 Park Center Drive Suite 290, Orlando, FL 32835
9100 Conroy Windermere Road Suite 200, Office 223, Windermere, FL 34786
Small
(407) 630-8725
Ohio since 01/19/1999
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at REGIONAL INVESTMENT SERVICES, INC.
Matthew John King
Seth David Miller
Ralph A Milne
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