Ralph A. Milne
Professional summary
Ralph A Milne, who also goes by Ralph Anthony Milne, is a registered financial professional currently at REGIONAL INVESTMENT SERVICES, INC. located in Windermere, Florida.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 2012. Ralph has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 27, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph A Milne's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2025 - Present
REGIONAL INVESTMENT SERVICES, INC.
Office #1: 9100 Conroy Windermere Road Suite 200, Office 223, Windermere, FL 34786June 23, 2023 - May 15, 2025
PERSHING LLC
June 23, 2023 - May 15, 2025
PERSHING ADVISOR SOLUTIONS LLC
May 4, 2022 - October 17, 2022
PERSHING LLC
September 14, 2021 - October 17, 2022
PERSHING ADVISOR SOLUTIONS LLC
March 17, 2017 - September 22, 2021
PERSHING LLC
November 29, 2012 - January 20, 2016
CHARLES SCHWAB & CO., INC.
September 20, 2012 - January 20, 2016
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2025)
Exams
FINRA
Current Firm
REGIONAL INVESTMENT SERVICES, INC.
CRD#: 46929 / SEC#: , 8-51588
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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Company Information
REGIONAL INVESTMENT SERVICES, INC.
CRD#: 46929Windermere, FL 34786TRUST BUT VERIFY
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