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CRD#: 46749
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GEORGESON SECURITIES CORPORATION is located at 118 Fernwood Avenue, Edison, NJ 08837 and was first established at Woodbridge, Delaware in 12/15/1998. After operating for 27 years, GEORGESON SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GEORGESON SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. GEORGESON SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GEORGESON SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GEORGESON SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GEORGESON SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GEORGESON SECURITIES CORPORATION Comes From

Understanding the Statistics for GEORGESON SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5

FIRM INFORMATION

Main Address
118 Fernwood Avenue, Edison, NJ 08837
Mailing Address
118 Fernwood Avenue, Edison, NJ 08837
Firm Size
Small
Phone Number
(201) 275-5342
Established
Delaware since 12/15/1998
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GEORGESON LLC100% OWNER
CHASSE, JEFFREY GEORGEASSISTANT TREASURER6383899
CLEMONS, GREGORY JOEASSISTANT TREASURER7162929
FRIERSON, SHEILABOARD DIRECTOR7463457
FROMBERG, ROBERT MARCSECRETARY6034320
GRUBER, CATHERINEASSISTANT TREASURER7658317
MOCOGNI, SHAWNA LEIGHASSISTANT TREASURER7164315
NISLEY, CYNTHIA BLOUNTPRESIDENT/DIRECTOR5369413
PARK, JIN SOOTREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL4836106
TSOUNAKIS, IAKOVOSCHIEF COMPLIANCE OFFICER3259778

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Advisor's working at GEORGESON SECURITIES CORPORATION

CM

Charmaine Allison Mcdonald

Charmaine A Blocker, Charmaine Blocker, Charmaine A Mcdonald-Richards
RR
CRD#: 4150649
Location:
Jersey City, NJ 07310
Company:
GEORGESON SECURITIES CORPORATION
Disclosures:
Experience:
25 years
View Profile
JP

John Pasquarelli

RR
CRD#: 4149705
Location:
Edison, NJ 08837
Company:
GEORGESON SECURITIES CORPORATION
Disclosures:
Experience:
24 years
View Profile
KN

Kevin Roy Nardi

RR
CRD#: 4444514
Location:
Edison, NJ 08837
Company:
GEORGESON SECURITIES CORPORATION
Disclosures:
Experience:
23 years
View Profile
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