AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
IT

Iakovos Tsounakis

GEORGESON SECURITIES
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 3259778
IT

Professional summary

Iakovos Tsounakis is a registered financial professional currently at GEORGESON SECURITIES CORPORATION located in Jersey City, New Jersey.

Iakovos is registered as a RR (Registered Representative) and started their career in finance in 1999. Iakovos has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Iakovos Tsounakis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2019 - Present

GEORGESON SECURITIES CORPORATION

Office #1: 111 Town Square Place 15th Floor, Jersey City, NJ 07310
BD
CRD#: 46749
Jersey City, NJ
Past

February 12, 2016 - November 2, 2020

EQUATEX US INC

BD
CRD#: 178524
NEW YORK, NY
Past

January 27, 2014 - February 19, 2014

WINTERFLOOD SECURITIES INCORPORATED

BD
CRD#: 156960
NEW YORK, NY
Past

October 3, 2011 - January 30, 2012

CITCO SECURITIES INC.

BD
CRD#: 153974
TORONTO, ONTARIO,
Past

February 24, 2000 - February 22, 2011

ALPHA FINANCE US CORPORATION

BD
CRD#: 47953
NEW YORK, NY
Past

July 29, 1999 - August 17, 1999

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/20/2019)
RR
New Jersey
(5/20/2019)
RR
New York
(5/20/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 8/11/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/28/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GEORGESON SECURITIES CORPORATION
GEORGESON SECURITIES CORPORATION | GEORGESON SHAREHOLDER SECURITIES CORP.

CRD#: 46749 / SEC#: , 8-51538

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
118 Fernwood Avenue, Edison, NJ 08837
Mailing Address
118 Fernwood Avenue, Edison, NJ 08837
Phone number
(201) 275-5342
Established
Delaware since 12/15/1998
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GEORGESON LLC100% OWNER
CHASSE, JEFFREY GEORGEASSISTANT TREASURER6383899
CLEMONS, GREGORY JOEASSISTANT TREASURER7162929
FRIERSON, SHEILABOARD DIRECTOR7463457
FROMBERG, ROBERT MARCSECRETARY6034320
GRUBER, CATHERINEASSISTANT TREASURER7658317
MOCOGNI, SHAWNA LEIGHASSISTANT TREASURER7164315
NISLEY, CYNTHIA BLOUNTPRESIDENT/DIRECTOR5369413
PARK, JIN SOOTREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL4836106
TSOUNAKIS, IAKOVOSCHIEF COMPLIANCE OFFICER3259778

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GEORGESON SECURITIES CORPORATION

CRD#: 46749Jersey City, NJ 07310

TRUST BUT VERIFY

Monitor Iakovos Tsounakis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Sungmin Ryan Park
Sungmin Ryan ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.