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CRD#: 46152
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KR SECURITIES, LLC is located at 600 Pretty Brook Road, Princeton, NJ 08540 and was first established at Woodbridge, Delaware in 08/21/1998. After operating for 27 years, KR SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KR SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. KR SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KR SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KR SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KR SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KR SECURITIES, LLC Comes From

Understanding the Statistics for KR SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
600 Pretty Brook Road, Princeton, NJ 08540
Mailing Address
P.o. Box 7787, Princeton, NJ 08543-7787
Firm Size
Small
Phone Number
(609) 924-2500
Established
Delaware since 08/21/1998
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KRIEGER, RUDERMAN & CO., LLCSOLE SHAREHOLDER
GILMORE, WALTER ALANCCO AND FINOP AND EXECUTIVE OFFICER1996728
RUDERMAN, RICHARD ALANPRESIDENT, COO, DIR, SCTY, TREASURER1391970

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at KR SECURITIES, LLC

WG

Walter Alan Gilmore

Alan Gilmore
IAR
RR
CRD#: 1996728
Location:
Princeton, NJ
Company:
K R FINANCIAL LLC
Disclosures:
Experience:
20 years
View Profile
RR

Richard Alan Ruderman

RR
CRD#: 1391970
Location:
Princeton, NJ 08540
Company:
KR SECURITIES, LLC
Disclosures:
Experience:
40 years
View Profile
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