Walter A. Gilmore

K R FINANCIAL LLC

Princeton, NJ

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CRD#: 1996728

Professional summary

Walter Alan Gilmore, who also goes by Alan Gilmore, is a registered financial advisor currently at K R FINANCIAL LLC located in Princeton, New Jersey and KR SECURITIES, LLC located in Princeton, New Jersey.

Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Walter has worked at 9 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 53, Series 28, Series 23, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Gilmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRACTICING ATTORNEY, THE GILMORE FIRM LLC, MEMBER - NOT INVESTMENT RELATED 40 HOURS/WK CCO - CLEARBROOK, LLC AND RELATED ENTITIES, 10 HOURS/WEEK CCO - KR FINANCIAL LLC, NOT INVESTMENT RELATED, 5 HOURS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Alan Gilmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2021 - Present

K R FINANCIAL LLC

RIA

CRD#: 111282

Princeton, NJ

Current

February 26, 2010 - Present

KR SECURITIES, LLC

Office #1: 600 Pretty Brook Road, Princeton, NJ 08540

CRD#: 46152

Princeton, NJ

Past

August 6, 2020 - November 20, 2020

RILEX CAPITAL LLC

RIA

CRD#: 309783

MANASQUAN, NJ

Past

July 1, 2020 - August 3, 2020

PCB CAPITAL LLC

RIA

CRD#: 309784

NORTH BRUNSWICK, NJ

Past

October 2, 2019 - November 18, 2019

MK3 WEALTH LLC

RIA

CRD#: 305760

VOORHEES, NJ

Past

August 9, 2019 - September 10, 2019

FAMILY WEALTH PARTNERS LLC

RIA

CRD#: 304935

MEDFORD, NJ

Past

April 20, 2011 - November 11, 2019

MANAGED ACCOUNT SERVICES, LLC

CRD#: 133803

MALVERN, PA

Past

May 11, 2005 - March 12, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 18, 2005 - May 9, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

K R FINANCIAL LLC

CRD#: 111282 / SEC#: 801-55930

RIA

Registered Investment Advisory firm - (10/19/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/26/2010)

IAR

New Jersey
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/8/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/8/2010

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 23

Date: 4/29/2010

General Securities Principal Sales Supervisor

Principal/Supervisory Exam

Series 10

Date: 1/9/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/3/2007

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

K R FINANCIAL LLC

CRD#: 111282 / SEC#: 801-55930

RIA

Registered Investment Advisory firm - (10/19/1998 Approved)

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Contact information

Main Address

Princeton, NJ

Mailing Address

P.o. Box 7787, Princeton, NJ 08540

Phone number

(609) 924-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE (1/14/2025)

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 104,362,346

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
10/01/2024	Cover Page	Report
09/12/2023	Cover Page	Report
11/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter A. Gilmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Alan Gilmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

KR SECURITIES, LLC

RILEX CAPITAL LLC

PCB CAPITAL LLC

MK3 WEALTH LLC

FAMILY WEALTH PARTNERS LLC

MANAGED ACCOUNT SERVICES, LLC

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

K R FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2007

Series 52TO

Date: 9/25/2025

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2005

Series 14

Date: 1/2/2023

Series 24

Date: 1/2/2023

Series 53

Date: 8/8/2012

Series 28

Date: 12/8/2010

Series 23

Date: 4/29/2010

Series 10

Date: 1/9/2008

Series 9

Date: 12/3/2007

FINRA

Current Firm

K R FINANCIAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

K R FINANCIAL LLC

TRUST BUT VERIFY

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