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FIRM PROFILE
Overview
BENEFIT FINANCE SECURITIES, LLC is located at 14605 N 73rd St, Scottsdale, AZ 85260 and was first established at Denver, Missouri in 12/04/1997. After operating for 28 years, BENEFIT FINANCE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BENEFIT FINANCE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BENEFIT FINANCE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BENEFIT FINANCE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BENEFIT FINANCE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BENEFIT FINANCE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BENEFIT FINANCE SECURITIES, LLC Comes From
Understanding the Statistics for BENEFIT FINANCE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
14605 N 73rd St, Scottsdale, AZ 85260
14605 N 73rd St, Scottsdale, AZ 85260
Small
(480) 676-6400
Missouri since 12/04/1997
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BANCORP SERVICES, LLC | DIRECT OWNER | ||
| DOHERTY, ERIN E | CCO | 4576409 |
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Advisor's working at BENEFIT FINANCE SECURITIES, LLC
John Hardy Hunt III
James Adam Giacin
Spencer John Johans
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