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CRD#: 45113
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BENEFIT FINANCE SECURITIES, LLC is located at 14605 N 73rd St, Scottsdale, AZ 85260 and was first established at Denver, Missouri in 12/04/1997. After operating for 28 years, BENEFIT FINANCE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BENEFIT FINANCE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BENEFIT FINANCE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BENEFIT FINANCE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BENEFIT FINANCE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BENEFIT FINANCE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BENEFIT FINANCE SECURITIES, LLC Comes From

Understanding the Statistics for BENEFIT FINANCE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
14605 N 73rd St, Scottsdale, AZ 85260
Mailing Address
14605 N 73rd St, Scottsdale, AZ 85260
Firm Size
Small
Phone Number
(480) 676-6400
Established
Missouri since 12/04/1997
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BANCORP SERVICES, LLCDIRECT OWNER
DOHERTY, ERIN ECCO4576409

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Advisor's working at BENEFIT FINANCE SECURITIES, LLC

JH

John Hardy Hunt III

John Hardy Hunt
RR
CRD#: 1951361
Location:
Scottsdale, AZ 85260
Company:
BENEFIT FINANCE SECURITIES, LLC
Disclosures:
Experience:
36 years
View Profile
JG

James Adam Giacin

Jim Giacin
RR
CRD#: 2612500
Location:
St. Louis, MO 63141-7164
Company:
BENEFIT FINANCE SECURITIES, LLC
Disclosures:
Experience:
30 years
View Profile
SJ

Spencer John Johans

RR
CRD#: 6460511
Location:
St. Louis, MO 63141-7164
Company:
BENEFIT FINANCE SECURITIES, LLC
Disclosures:
Experience:
10 years
View Profile
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