Erin E. Doherty

FIRST COMMAND ADVISORY SERVICES

Cave Creek, AZ

Some features on this profile are disabled

CRD#: 4576409

Professional summary

Erin Elizabeth Doherty, who also goes by Erin Elizabeth Arnett, Erin E Doherty, Erin Elizabeth Johnson, Erin Elizabeth Johnson Arnett, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Cave Creek, Arizona and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Erin has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Aliases

Erin Elizabeth Arnett | Erin E Doherty | Erin Elizabeth Johnson | Erin Elizabeth Johnson Arnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Elizabeth Doherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2026 - Present

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Cave Creek, AZ

Current

July 8, 2026 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

FORT WORTH, TX

Past

May 13, 2025 - May 3, 2026

BENEFIT FINANCE SECURITIES, LLC

CRD#: 45113

Scottsdale, AZ

Past

April 29, 2025 - May 3, 2026

BFP SECURITIES, LLC

CRD#: 44731

Scottsdale, AZ

Past

September 26, 2024 - April 29, 2025

MSH CAPITAL ADVISORS LLC

RIA

CRD#: 157835

SCOTTSDALE, AZ

Past

March 27, 2023 - April 29, 2025

M. S. HOWELLS & CO.

CRD#: 104100

SCOTTSDALE, AZ

Past

March 26, 2007 - April 7, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

August 29, 2006 - March 20, 2007

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/15/2026)

IAR

Arizona
(7/15/2026)

Texas
(7/8/2026)

IAR

Texas
(7/9/2026)

Washington
(7/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 4/16/2026

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/15/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/11/2010

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DESCRIPTION OF SERVICES (12/26/2025)

WRAP PROGRAM BROCHURE (12/26/2025)

Regulatory assets under management

Total Number of Accounts	113,591
AUM (Assets Under Management)	$ 24,429,418,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erin E. Doherty

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Elizabeth Doherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

BENEFIT FINANCE SECURITIES, LLC

BFP SECURITIES, LLC

MSH CAPITAL ADVISORS LLC

M. S. HOWELLS & CO.

CHARLES SCHWAB & CO., INC.

OSAIC SERVICES, INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2024

Series 63

Date: 1/30/2007

Series 99TO

Date: 4/16/2026

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2006

Series 10

Date: 11/15/2010

Series 9

Date: 10/11/2010

Series 24

Date: 12/12/2006

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

Similar Advisors