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CRD#: 45104
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ODDO BHF NEW YORK CORPORATION is located at 150 East 52nd Street 5th Floor, New York, NY 10022 and was first established at New York, New York in 06/02/1997. After operating for 28 years, ODDO BHF NEW YORK CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ODDO BHF NEW YORK CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. ODDO BHF NEW YORK CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ODDO BHF NEW YORK CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ODDO BHF NEW YORK CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ODDO BHF NEW YORK CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ODDO BHF NEW YORK CORPORATION Comes From

Understanding the Statistics for ODDO BHF NEW YORK CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
150 East 52nd Street 5th Floor, New York, NY 10022
Mailing Address
150 East 52nd Street 5th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(646) 723-7405
Established
New York since 06/02/1997
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A.SHAREHOLDER
ARRIVE, MAGALIDIRECTOR8081629
CHARBIT, GREGOIREDIRECTOR4707061
DESMARAIS, MATTHIASDIRECTOR8084250
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
GLYNN, MICHAEL GERARDFINOP/PFO3219445
HARRIS, MITCHELL EVANCHAIRMAN4359464
OUAHNIA, OLIVIERDIRECTOR7346334
ROGER, LOUIS-PAULCHIEF COMPLIANCE OFFICER5066620
ROGER, LOUIS-PAULCHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER5066620
ZAHN, CHRISTIANDIRECTOR8081471

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Advisor's working at ODDO BHF NEW YORK CORPORATION

KL

Kim Alexander Last

RR
CRD#: 1980988
Location:
New York, NY 10022
Company:
ODDO BHF NEW YORK CORPORATION
Disclosures:
Experience:
33 years
View Profile
JD

James Hugh Doherty

James H. Doherty, Jim Doherty
RR
CRD#: 4197747
Location:
New York, NY 10022
Company:
PAPAMARKOU WELLNER & CO., INC.
Disclosures:
Experience:
25 years
View Profile
RO

Rodrigo Br Ortigao

Rodrigo Br Ortigao, Rodrigo Bechelany Ram Ortigao, Rodrigo Bechelany Ramalho Ortigao, Rodrigo Bechelany Ramalho Ortigao
RR
CRD#: 6071034
Location:
New York, NY 10020
Company:
BERENBERG CAPITAL MARKETS LLC
Disclosures:
Experience:
13 years
View Profile
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