Kim A. Last
Professional summary
Kim Alexander Last is a registered financial professional currently at ODDO BHF NEW YORK CORPORATION located in New York, New York.
Kim is registered as a RR (Registered Representative) and started their career in finance in 1992. Kim has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kim Alexander Last's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
ODDO BHF NEW YORK CORPORATION
Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022August 19, 2013 - December 15, 2017
LAMPE CAPITAL NORTH AMERICA LLC
April 26, 2006 - June 5, 2013
ODDO BHF NEW YORK CORPORATION
January 3, 2005 - April 24, 2006
JEFFERIES LLC
April 25, 2000 - November 22, 2004
COMMERZBANK CAPITAL MARKETS CORP.
October 18, 1993 - September 9, 1998
J.P. MORGAN SECURITIES LLC
March 9, 1992 - June 4, 1992
BERKELEY SECURITIES CORPORATION
March 5, 1992 - March 10, 1992
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/2/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ODDO BHF NEW YORK CORPORATION
CRD#: 45104 / SEC#: , 8-50975
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A. | SHAREHOLDER | |
| ARRIVE, MAGALI | DIRECTOR | 8081629 |
| CHARBIT, GREGOIRE | DIRECTOR | 4707061 |
| DESMARAIS, MATTHIAS | DIRECTOR | 8084250 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HARRIS, MITCHELL EVAN | CHAIRMAN | 4359464 |
| OUAHNIA, OLIVIER | DIRECTOR | 7346334 |
| ROGER, LOUIS-PAUL | CHIEF COMPLIANCE OFFICER | 5066620 |
| ROGER, LOUIS-PAUL | CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER | 5066620 |
| ZAHN, CHRISTIAN | DIRECTOR | 8081471 |
Disclosures
| Regulatory Event | 1 |
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