Andrew D. Miller
Professional summary
Andrew David Miller is a registered financial professional currently at MFR SECURITIES, INC. located in New York, New York and CC SECURITIES, LLC located in Stamford, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 31 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew David Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2006 - Present
MFR SECURITIES, INC.
Office #1: 630 Third Avenue, Ste 1203, New York, NY 10017Office #2: 6922 Avalon Circle, Unit 206, Naples, FL 34112April 19, 2011 - Present
CC SECURITIES, LLC
Office #1: 3 Landmark Square 5th Floor, Stamford, CT 06901Office #2: 3 Landmark Square 5th Floor, Stamford, CT 06901June 13, 2011 - Present
GREENSLEDGE CAPITAL MARKETS LLC
Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022June 27, 2017 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119October 8, 2018 - Present
REDBIRD BD LLC
Office #1: 667 Madison Ave 8th Floor, New York, NY 10065November 9, 2020 - Present
MOMENTUS SECURITIES LLC
Office #1: 1350 Broadway, Room/suite 2320, New York, NY 10018February 2, 2022 - Present
PARETO SECURITIES INC.
Office #1: 150 East 52nd Street 29th Floor, New York, NY 10022April 8, 2022 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022March 6, 2025 - Present
ALDER SECURITIES LLC
Office #1: 2 Oneida Drive Apt #c2, Greenwich, CT 06830February 4, 2022 - December 9, 2022
VICENTE & PARTNERS LLC
January 22, 2020 - April 27, 2020
GAM SERVICES, INC.
November 21, 2017 - March 19, 2019
TORREYA CAPITAL, LLC
August 14, 2017 - July 31, 2018
EFG-HERMES USA, INC.
April 22, 2014 - March 11, 2015
BONDS.COM LLC
April 21, 2014 - April 22, 2014
BONDS.COM LLC
April 8, 2013 - February 23, 2015
MTS MARKETS INTERNATIONAL, INC.
June 27, 2012 - April 2, 2015
CCB INTERNATIONAL OVERSEAS (USA) INC.
January 20, 2012 - June 1, 2015
CRAIG SCOTT CAPITAL, LLC
May 31, 2011 - May 29, 2012
ACGM, INC.
May 19, 2010 - January 14, 2013
MCS CAPITAL MARKETS LLC
January 14, 2010 - September 1, 2010
ROCKFLEET FINANCIAL SERVICES, INC
October 2, 2009 - September 27, 2024
ATLAS STRATEGIC ADVISORS, LLC
May 18, 2009 - March 30, 2010
PALI CAPITAL, INC.
May 11, 2009 - May 25, 2012
CSCA CAPITAL ADVISORS, LLC
April 28, 2008 - February 28, 2025
ROTHSCHILD & CO REDBURN
March 19, 2008 - April 6, 2015
STERN CAPITAL LLC
February 19, 2008 - June 10, 2011
SKYWORKS SECURITIES, LLC
February 19, 2008 - July 20, 2012
SEACAP SECURITIES LLC
May 16, 2007 - January 2, 2025
XT CAPITAL PARTNERS, LLC
April 4, 2007 - April 30, 2010
UMTB SECURITIES INC.
June 16, 2006 - June 22, 2009
FREEMAN & CO. SECURITIES LLC
April 26, 2006 - June 26, 2009
BENFIELD ADVISORY INC.
March 6, 2006 - September 12, 2006
SKYWORKS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
Current Firm
ALDER SECURITIES LLC
CRD#: 326041 / SEC#: , 8-71092
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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