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CRD#: 42324
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DOUGALL & ASSOCIATES INC. is located at 8883 Winding Trail, Saint John, IN 46373 and was first established at Chicago, Illinois in 11/18/1996. After operating for 30 years, DOUGALL & ASSOCIATES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DOUGALL & ASSOCIATES INC.’s clients are individuals and 0% of their clients are high net worth individuals. DOUGALL & ASSOCIATES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DOUGALL & ASSOCIATES INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DOUGALL & ASSOCIATES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DOUGALL & ASSOCIATES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DOUGALL & ASSOCIATES INC. Comes From

Understanding the Statistics for DOUGALL & ASSOCIATES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
8883 Winding Trail, Saint John, IN 46373
Mailing Address
8883 Winding Trail, Saint John, IN 46373
Firm Size
Small
Phone Number
(312) 663-2670
Established
Illinois since 11/18/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BLUETT, CHAD MATTHEWPRESIDENT AND CHIEF EXECUTIVE OFFICER5513492
BLUETT, CHAD MATTHEWCHIEF COMPLIANCE OFFICER5513492
SLOAN NOWAK, JACQUELINE LEEFINOP2717305

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Advisor's working at DOUGALL & ASSOCIATES INC.

JS

Jacqueline Lee Sloan Nowak

Jacqueline Nowak, Jackie Sloan, Jacqueline Lee Sloan, Jacqueline Sloan
RR
CRD#: 2717305
Location:
West Bloomfield, MI 48322

Registered Affiliation(s):JAG TRADING L.L.C.

Disclosures:
Experience:
29 years
HS

Howard Paul Schlacks

Howard Paul Schlacks Jr
RR
CRD#: 2395628
Location:
Saint John, IN 46373

Registered Affiliation(s):DOUGALL & ASSOCIATES INC.

Disclosures:
Experience:
29 years
CB

Chad Matthew Bluett

RR
CRD#: 5513492
Location:
Saint John, IN 46373

Registered Affiliation(s):DOUGALL & ASSOCIATES INC.

Disclosures:
Experience:
16 years
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