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CRD#: 41139
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALTERNA SECURITIES, INC. is located at 2800 Post Oak Blvd Suite 6300, Houston, TX 77056 and was first established at Dallas, Delaware in 11/10/1993. After operating for 32 years, ALTERNA SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALTERNA SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ALTERNA SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALTERNA SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALTERNA SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALTERNA SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALTERNA SECURITIES, INC. Comes From

Understanding the Statistics for ALTERNA SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Arbitration
1

FIRM INFORMATION

Main Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Mailing Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Firm Size
Small
Phone Number
(713) 885-9843
Established
Delaware since 11/10/1993
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALTERNA HOLDINGS, INC.SHAREHOLDER
DE LEON, PATRICIACOMPLIANCE OFFICER5316157
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
MAZA, FRANCISCO XAVIERPRESIDENT/CEO/CROP/SROP2786574
NUNN, RICHARD ANDREWFINOP1016528

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Advisor's working at ALTERNA SECURITIES, INC.

KJ

Kurt Ludwig Josten

Kurt L Josten, Tino Josten
IAR
RR
CRD#: 3106327
Location:
San Antonio, TX 78258
Company:
ALTERNA WEALTH MANAGEMENT, INC.
Disclosures:
Experience:
27 years
View Profile
EM

Emilio Mejia

IAR
RR
CRD#: 4298693
Location:
Houston, TX 77056
Company:
ALTERNA WEALTH MANAGEMENT, INC.
Disclosures:
Experience:
25 years
View Profile
CZ

Carlo Adriano Zambernardi

IAR
RR
CRD#: 7858955
Location:
Houston, TX 77056
Company:
ALTERNA WEALTH MANAGEMENT, INC.
Disclosures:
Experience:
1 year
View Profile
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