Richard A. Nunn
Professional summary
Richard Andrew Nunn is a registered financial professional currently at GBM INTERNATIONAL, INC. located in Houston, Texas and ALTERNA SECURITIES, INC. located in Houston, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 22 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Andrew Nunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 1991 - Present
GBM INTERNATIONAL, INC.
Office #1: 2700 Post Oak Blvd., Suite 1110, Houston, TX 77056January 13, 2005 - Present
ALTERNA SECURITIES, INC.
Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056December 10, 2013 - Present
KISKI SECURITIES LLC
Office #1: 1330 Avenue Of The Americas Suite 23a, New York, NY 10019March 20, 2015 - Present
WOODROCK SECURITIES, L.P.
Office #1: 4265 San Felipe Street, Suite 600, Houston, TX 77027February 16, 2018 - Present
KITTLE CAPITAL MARKETS, LLC
Office #1: 310 E 96th Street Suite 400, Indianapolis, IN 46240December 17, 2013 - July 23, 2014
FIRST PUBLIC, LLC
May 6, 2013 - December 17, 2013
CIG SECURITIES
December 11, 2012 - December 18, 2013
TCFG WEALTH MANAGEMENT, LLC
June 18, 2012 - March 12, 2015
INTERTRADING SECURITIES
October 29, 2010 - November 2, 2011
CHAFFE SECURITIES, INC.
August 23, 2010 - September 27, 2012
PRIORITY CAPITAL INVESTMENTS, LLC
April 7, 2009 - May 3, 2010
GUIDESTONE FINANCIAL SERVICES
October 3, 2008 - February 20, 2009
SUPERFUND USA, LLC
June 9, 2004 - December 15, 2006
PACTUAL CAPITAL CORPORATION
May 10, 2004 - January 16, 2014
CROSSMARK DISTRIBUTORS, INC.
February 11, 2003 - March 31, 2004
USF SECURITIES, L.P.
June 10, 2002 - April 4, 2011
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
December 14, 2001 - January 27, 2006
HARRIS WILLIAMS
November 26, 2001 - March 27, 2003
BENFIELD ADVISORY INC.
July 31, 2001 - September 13, 2002
CALIFORNIA COMMERCE BANC SECURITIES, INC.
July 5, 2001 - September 20, 2004
ELTEKON SECURITIES, LLC
September 16, 1983 - April 28, 1989
TRANSAMERICA FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/1999)
(9/11/2019)
(2/28/1992)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
KITTLE CAPITAL MARKETS, LLC
CRD#: 159174 / SEC#: , 8-68967
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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