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FIRM PROFILE
Overview
SWISS RE CAPITAL MARKETS CORPORATION is located at 1301 Avenue Of The Americas 43rd Floor, New York, NY 10019 and was first established at New York, Delaware in 10/17/1995. After operating for 30 years, SWISS RE CAPITAL MARKETS CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SWISS RE CAPITAL MARKETS CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. SWISS RE CAPITAL MARKETS CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SWISS RE CAPITAL MARKETS CORPORATION are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SWISS RE CAPITAL MARKETS CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SWISS RE CAPITAL MARKETS CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SWISS RE CAPITAL MARKETS CORPORATION Comes From
Understanding the Statistics for SWISS RE CAPITAL MARKETS CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1301 Avenue Of The Americas 43rd Floor, New York, NY 10019
1301 Avenue Of The Americas 43rd Floor, New York, NY 10019
Small
(212) 317-5400
Delaware since 10/17/1995
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SWISS RE AMERICA HOLDING CORPORATION | DIRECT OWNER | ||
| CHIN, JIAWEI MS | LEGAL COUNSEL | 7948579 | |
| CHODKOWSKI, ADAM | DIRECTOR AND CORPORATE SECRETARY | ||
| KERENYI, ATTILA FLAVIO | DIRECTOR | 7264806 | |
| KIELY, JAMES F | CHIEF COMPLIANCE OFFICER | 2457647 | |
| MANTEUFEL, MATTHEW THOMAS | CHIEF FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 7684713 | |
| MONNIER, JEAN-LOUIS MARIE MARCEL | CHIEF EXECUTIVE OFFICER | 7074379 | |
| PELECKIS, ANTHONY J III | CHIEF RISK OFFICER | 7564033 | |
| TOPCUOGLU, SIVEZAT LALE | DIRECTOR | 3265843 |
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Advisor's working at SWISS RE CAPITAL MARKETS CORPORATION
Michael Francis Murtagh
Jeffrey M Brown
Len F Zaccagnino
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