Jeffrey M. Brown
Professional summary
Jeffrey M Brown is a registered financial professional currently at SWISS RE CAPITAL MARKETS CORPORATION located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey M Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2016 - Present
SWISS RE CAPITAL MARKETS CORPORATION
Office #1: 1301 Avenue Of The Americas 43rd Floor, New York, NY 10019July 20, 2009 - June 7, 2013
GOLDMAN SACHS & CO. LLC
September 22, 2008 - April 30, 2009
BARCLAYS CAPITAL INC.
May 17, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2017)
Exams
FINRA
Current Firm
SWISS RE CAPITAL MARKETS CORPORATION
CRD#: 39978 / SEC#: , 8-48914
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWISS RE AMERICA HOLDING CORPORATION | DIRECT OWNER | |
| CHIN, JIAWEI MS | LEGAL COUNSEL | 7948579 |
| CHODKOWSKI, ADAM | DIRECTOR AND CORPORATE SECRETARY | |
| KERENYI, ATTILA FLAVIO | DIRECTOR | 7264806 |
| KIELY, JAMES F | CHIEF COMPLIANCE OFFICER | 2457647 |
| MANTEUFEL, MATTHEW THOMAS | CHIEF FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 7684713 |
| MONNIER, JEAN-LOUIS MARIE MARCEL | CHIEF EXECUTIVE OFFICER | 7074379 |
| PELECKIS, ANTHONY J III | CHIEF RISK OFFICER | 7564033 |
| TOPCUOGLU, SIVEZAT LALE | DIRECTOR | 3265843 |
Red Flags
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