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FIRM PROFILE
Overview
RESEARCH CAPITAL USA INC. is located at 199 Bay Street, Suite 4500 Commerce Court West, Toronto, null M5L 1G2. RESEARCH CAPITAL USA INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RESEARCH CAPITAL USA INC.’s clients are individuals and 0% of their clients are high net worth individuals. RESEARCH CAPITAL USA INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RESEARCH CAPITAL USA INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RESEARCH CAPITAL USA INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RESEARCH CAPITAL USA INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for RESEARCH CAPITAL USA INC. and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2
199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2
Small
(416) 860-7600
since 11/21/2002
Corporation
March
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Advisor's working at RESEARCH CAPITAL USA INC.
John Ray Williams
Andrew Charles Selbie
Jamie Daniel Riff
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