JW
John R. Williams
M3SIXTY CAPITAL
Seneca, SC
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CRD#: 1865081
JW
Professional summary
John Ray Williams is a registered financial advisor currently at M3SIXTY CAPITAL, LLC located in Seneca, South Carolina and MATRIX 360 DISTRIBUTORS, LLC located in Fairway, Kansas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 17 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 12, Series 4, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- RCCG - owner; non-investment related; Seneca, SC; personal LLC; 03/2021 - present; 125 hour/month; provide compliance consulting services to independent BD/RIA. 2 - Walnut Creek Capital Advisors- consultant; investment related; provide consulting services to independent BD; Atlanta GA 01/2025 - Present. 3 - Integrity Funds Distributor, LLC - CCO, Investment related, Address: PO Box 500, 1 North Main Street, Minot, ND 58703, 9/30/2024 - Present 4 - M3Sixty Distributors LLC - CCO, Investment Related, 4300 Shawnee Mission Pkwy, Fairway KS 66205; 01/2022 - Present 5 - M3SixtyCapital LLC - Consultant; investment related; provide consulting services to RIA; Fairway, KS; 012025 - present
CRS (Client Relationship Summary) - RIA
Click below to view John Ray Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2025 - Present
M3SIXTY CAPITAL, LLC
RIA
CRD#: 323764
Seneca, SC
Current
January 21, 2022 - Present
MATRIX 360 DISTRIBUTORS, LLC
Office #1: 4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205BD
CRD#: 159715
Fairway, KS
Current
July 12, 2024 - Present
RESEARCH CAPITAL USA INC.
Office #1: 199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2BD
CRD#: 39670
Toronto,
Current
September 30, 2024 - Present
INTEGRITY FUNDS DISTRIBUTOR, LLC
Office #1: 1 North Main Street, Minot, ND 58703-3189BD
CRD#: 26293
Minot, ND
Current
January 3, 2025 - Present
WALNUT CREEK CAPITAL ADVISORS, LLC
Office #1: 2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328BD
CRD#: 131856
ATLANTA, GA
Current
May 1, 2025 - Present
GRF CAPITAL INVESTORS, INC.
Office #1: 1776 South Utica Ave., Tulsa, OK 74104BD
CRD#: 24971
Tulsa, OK
Past
February 9, 2022 - November 1, 2024
ARONSON ASSET MANAGEMENT, INC.
RIA
CRD#: 126122
WINDER, GA
Past
June 29, 2021 - August 25, 2021
MATRIX 360 DISTRIBUTORS, LLC
BD
CRD#: 159715
FAIRWAY, KS
Past
October 12, 2016 - February 27, 2020
ASTERIA WEALTH LLC
RIA
CRD#: 285106
ALPHARETTA, GA
Past
July 14, 2005 - February 11, 2020
KALOS MANAGEMENT
RIA
CRD#: 133025
ALPHARETTA, GA
Past
July 14, 2005 - February 10, 2020
KALOS CAPITAL, INC.
BD
CRD#: 44337
ALPHARETTA, GA
Past
June 13, 2003 - August 30, 2004
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ATLANTA, GA
Past
May 29, 2003 - August 30, 2004
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
December 1, 1999 - November 21, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
October 15, 1999 - November 22, 1999
NATWEST MARKETS SECURITIES INC.
BD
CRD#: 11707
STAMFORD, CT
Past
February 25, 1994 - April 19, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 31, 1992 - January 29, 1994
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
June 8, 1989 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
BD
CRD#: 315
Past
August 25, 1988 - June 19, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
M3SIXTY CAPITAL, LLC
M3SIXTY CAPITAL, LLC | MATRIX 360 ADVISOR, LLC
CRD#: 323764 / SEC#: 801-128124
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2025)
RR
Alaska(1/26/2025)
RR
Arizona(1/26/2025)
RR
Arkansas(2/26/2024)
RR
California(1/26/2025)
RR
Colorado(1/26/2025)
RR
Connecticut(1/26/2025)
RR
Delaware(1/26/2025)
RR
District of Columbia(7/26/2024)
RR
Florida(1/26/2025)
RR
Georgia(1/21/2022)
RR
Hawaii(1/26/2025)
RR
Idaho(1/26/2025)
RR
Illinois(1/26/2025)
RR
Indiana(1/26/2025)
RR
Iowa(1/26/2025)
IAR
Kansas(1/14/2025)
RR
Kansas(1/26/2025)
RR
Kentucky(1/26/2025)
RR
Louisiana(1/26/2025)
RR
Maine(4/11/2024)
RR
Maryland(1/26/2025)
RR
Massachusetts(1/26/2025)
RR
Michigan(1/26/2025)
RR
Minnesota(1/26/2025)
RR
Mississippi(1/26/2025)
RR
Missouri(8/4/2024)
RR
Montana(1/26/2025)
RR
Nebraska(1/26/2025)
RR
Nevada(1/26/2025)
RR
New Hampshire(1/26/2025)
RR
New Jersey(1/16/2025)
RR
New Mexico(1/26/2025)
RR
New York(1/26/2025)
RR
North Carolina(1/26/2025)
RR
North Dakota(9/30/2024)
RR
Ohio(1/27/2025)
RR
Oklahoma(1/26/2025)
RR
Oregon(11/6/2024)
RR
Pennsylvania(1/26/2025)
RR
Puerto Rico(1/26/2025)
RR
Rhode Island(1/26/2025)
RR
South Carolina(6/27/2024)
RR
South Dakota(1/26/2025)
RR
Tennessee(1/26/2025)
RR
Texas(1/26/2025)
RR
Utah(1/26/2025)
RR
Vermont(3/15/2024)
RR
Virgin Islands(1/26/2025)
RR
Virginia(1/26/2025)
RR
Washington(1/26/2025)
RR
West Virginia(1/26/2025)
RR
Wisconsin(1/26/2025)
RR
Wyoming(1/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 6/17/1994
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
Current Firm
MC
M3SIXTY CAPITAL, LLC
M3SIXTY CAPITAL, LLC | MATRIX 360 ADVISOR, LLC
CRD#: 323764 / SEC#: 801-128124
RIA
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Contact information
Main Address
4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205
Mailing Address
Phone number
(816) 817-3267
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 26,756,669 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
