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FIRM PROFILE
Overview
D.M. KELLY & COMPANY is located at 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312 and was first established at Kansas City, Iowa in 05/12/1995. After operating for 31 years, D.M. KELLY & COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of D.M. KELLY & COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. D.M. KELLY & COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at D.M. KELLY & COMPANY are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access D.M. KELLY & COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at D.M. KELLY & COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for D.M. KELLY & COMPANY and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
Small
(515) 221-1133
Iowa since 05/12/1995
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DANIEL M KELLY 2004 TRUST, PATRICK B. KELLY TRUSTEE | NON-VOTING SHAREHOLDER | ||
| HALLIWELL, KATHLEEN CRICHTON | CHIEF COMPLIANCE OFFICER, OSJ SUPERVISOR | ||
| KELLY, DANIEL MICHAEL | PRESIDENT, VOTING SHAREHOLDER OF DANIEL M KELLY 2004 TRUST | 266912 | |
| KELLY, PATRICK BENJAMIN | TRUSTEE OF DANIEL M KELLY 2004 TRUST | ||
| LORBIECKI, DAVID PALMER | EXECUTIVE VICE PRESIDENT | 2357042 | |
| SHIRES, KEVIN ALEXANDER | CHIEF FINANCIAL OFFICER, FINOP | 4974827 |
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Advisor's working at D.M. KELLY & COMPANY
Dan Christopher Mcphail JR.
Kevin Alexander Shires
David Charles Haas
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