DK
Daniel M. Kelly
DMKC ADVISORY SERVICES
Des Moines, IA 50312
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CRD#: 266912
DK
Professional summary
Daniel Michael Kelly is a registered financial advisor currently at DMKC ADVISORY SERVICES, LLC located in Des Moines, Iowa and D.M. KELLY & COMPANY located in Des Moines, Iowa.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Daniel has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, Series 7TO, Series 99TO, SIE, Series 5, Series 1, Series 9, Series 10, Series 24, Series 4, Series 40 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GRAHAM GROUP; NON-INVESTMENT RELATED; 505 5Th AVE, DES MOINES, IOWA; REAL ESTATE DEVELOPER; NON-VOTING BOARD MEMBER; 2 HOURS/MONTH DURING MARKET HOURS; I SIT AT BOARD MEETINGS 4 TIMES PER YEAR. 2) 4/08/2014 MANAGING DIRECTOR OF BRIGHT FOUNDATION. IN THIS CAPACITY WILL OVERSEE NON-PROFIT FOUNDATION PROVIDING COLLEGE SCHOLARSHIPS TO IOWA HIGH SCHOOL STUDENTS ATTENDING A STATE COLLEGE IN IOWA. PRIMARY JOB DUTIES INCLUDE LEADING QUARTERLY BOARD MEETINGS, ATTENDING VARIOUS FUNCTIONS, GENERAL OVERSIGHT OF FOUNDATION'S ACTIVITIES. THIS IS A PAID POSITION, INVESTMENT-RELATED. EXPECTED HOURS PER MONTH 3 TO 5, WORKED DURING MARKET HOURS. Termed 10/2017 3) NAME OF OTHER BUSINESS: DANIEL M. KELLY REVOCABLE TRUST. INVESTMENT RELATED: YES. ADDRESS OF OTHER BUSINESS: 669 FOSTER DRIVE DES MOINES, IA 50312; NATURE OF BUSINESS: TRUST HAS 14.5% OWNERSHIP INTEREST IN ALLIED INVESTMENT ADVISORS AND 14.5% OWNERSHIP INTEREST IN THE BUILDING. POSITION: TRUSTEE. START DATE OF TRUST 1998. APPROX HOURS PER MONTH: 0. APPROX HOURS PER MONTH DURING SECURITY TRADING HOURS: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Michael Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2007 - Present
DMKC ADVISORY SERVICES, LLC
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312RIA
CRD#: 145112
Des Moines, IA
Current
September 20, 1995 - Present
D.M. KELLY & COMPANY
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312Office #2: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312BD
CRD#: 38770
Des Moines, IA
Past
January 26, 1978 - October 19, 1995
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
July 16, 1971 - May 5, 1978
DAIN, KALMAN & QUAIL, INCORPORATED
BD
CRD#: 202
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC
CRD#: 145112 / SEC#: 801-68395
RIA
Registered Investment Advisory firm - (9/28/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/1995)
RR
California(9/4/1998)
RR
Colorado(10/11/1995)
RR
Florida(10/11/1995)
RR
Georgia(12/22/2014)
RR
Hawaii(1/14/2010)
RR
Illinois(10/5/1995)
RR
Iowa(10/23/1995)
IAR
Iowa(12/21/2007)
RR
Kansas(10/20/1995)
RR
Maryland(12/14/2016)
RR
Massachusetts(8/27/1998)
RR
Michigan(6/9/2011)
RR
Minnesota(10/23/1995)
IAR
Minnesota(3/7/2016)
RR
Missouri(3/12/1999)
RR
Montana(9/27/1995)
RR
Nebraska(3/4/1998)
RR
Nevada(7/14/2005)
RR
New Jersey(8/1/2001)
RR
New Mexico(10/20/1995)
RR
New York(10/19/1995)
RR
North Carolina(3/7/2023)
RR
North Dakota(6/9/1998)
RR
Ohio(7/10/2019)
RR
Pennsylvania(8/4/2014)
RR
South Dakota(5/31/2023)
RR
Tennessee(6/29/2018)
RR
Texas(11/5/2020)
RR
Washington(1/23/2009)
RR
Wisconsin(11/5/2009)
RR
Wyoming(1/3/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 7/1/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 7/6/1978
Registered Principal ExaminationPrincipal/Supervisory Exam
RR
Series 12
Date: 1/26/1978
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
Current Firm
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC
CRD#: 145112 / SEC#: 801-68395
RIA
Registered Investment Advisory firm - (9/28/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
Mailing Address
Phone number
(515) 221-1133
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 818 |
| AUM (Assets Under Management) | $ 668,680,393 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/18/2025 | ||
| 09/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DMKC ADVISORY SERVICES, LLC
CRD#: 145112Des Moines, IA 50312TRUST BUT VERIFY
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Contact information
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