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CRD#: 38485
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HANDELSBANKEN MARKETS SECURITIES, INC. is located at 900 Third Avenue 17 Th Floor, New York, NY 10022-4678 and was first established at New York, Delaware in 01/09/1995. After operating for 31 years, HANDELSBANKEN MARKETS SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HANDELSBANKEN MARKETS SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. HANDELSBANKEN MARKETS SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HANDELSBANKEN MARKETS SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HANDELSBANKEN MARKETS SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HANDELSBANKEN MARKETS SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HANDELSBANKEN MARKETS SECURITIES, INC. Comes From

Understanding the Statistics for HANDELSBANKEN MARKETS SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
900 Third Avenue 17 Th Floor, New York, NY 10022-4678
Mailing Address
900 Third Avenue 17 Th Floor, New York, NY 10022-4678
Firm Size
Small
Phone Number
(212) 326-5153
Established
Delaware since 01/09/1995
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV
Part 2 Brochures
HANDELSBANKEN ASSET MANAGEMENT, USA (3/8/2013)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SVENSKA HANDELSBANKEN AB (PUBL)SHAREHOLDER
GRIMM, MICAELA JEANNEPOO2448144
GRIMM, MICAELA JEANNECHIEF COMPLIANCE OFFICER2448144
GRIMM, MICAELA JEANNEPRESIDENT2448144
GRIMM, MICAELA JEANNECO-CFO2448144
VEGA, DOREEN LEMACO-CFO, FINOP, PFO5364084

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Advisor's working at HANDELSBANKEN MARKETS SECURITIES, INC.

DV

Doreen Lema Vega

Doreen Lema Manthi, Doreen Lema Vega
RR
CRD#: 5364084
Location:
Great Neck, NY 11021
Company:
AIME CAPITAL MARKETS LLC
Disclosures:
Experience:
7 years
View Profile
AL

Anna Magdalena Lundberg

RR
CRD#: 6998755
CFA: Chartered Financial Analyst
Location:
New York, NY 10022-4678
Company:
HANDELSBANKEN MARKETS SECURITIES, INC.
Disclosures:
Experience:
7 years
View Profile
MG

Micaela Jeanne Grimm

RR
CRD#: 2448144
Location:
New York, NY 10022
Company:
HANDELSBANKEN MARKETS SECURITIES, INC.
Disclosures:
Experience:
32 years
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