AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AL

Anna M. Lundberg

HANDELSBANKEN MARKETS SECURITIES
New York, NY 10022-4678
Some features on this profile are disabled
CRD#: 6998755
AL

Professional summary

Anna Magdalena Lundberg, CFA is a registered financial professional currently at HANDELSBANKEN MARKETS SECURITIES, INC. located in New York, New York.

Anna is registered as a RR (Registered Representative) and started their career in finance in 2018. Anna has worked at 1 firm and has passed the Series 11 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anna Magdalena Lundberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

October 10, 2018 - Present

HANDELSBANKEN MARKETS SECURITIES, INC.

Office #1: 900 Third Avenue 17 Th Floor, New York, NY 10022-4678
BD
CRD#: 38485
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 11
Date: 9/26/2018
Assistant Representative-Order Processing Qualification Exam
SRO Registrations
RR
FINRA

Current Firm

HM
HANDELSBANKEN MARKETS SECURITIES, INC.
AFFILIATED COMPANY UNDER COMMON CONTROL: SVENSKA HANDELSBANKEN AB (PUBL) NY BRANCH | HANDELSBANKEN MARKETS SECURITIES, INC. | HANDELSBANKEN ASSET MANAGEMENT, USA

CRD#: 38485 / SEC#: 801-71066, 8-48279

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
900 Third Avenue 17 Th Floor, New York, NY 10022-4678
Mailing Address
900 Third Avenue 17 Th Floor, New York, NY 10022-4678
Phone number
(212) 326-5153
Established
Delaware since 01/09/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

HANDELSBANKEN ASSET MANAGEMENT, USA (3/8/2013)

Direct owners and executive officers

NamePositionCRD#
SVENSKA HANDELSBANKEN AB (PUBL)SHAREHOLDER
GRIMM, MICAELA JEANNEPOO2448144
GRIMM, MICAELA JEANNECHIEF COMPLIANCE OFFICER2448144
GRIMM, MICAELA JEANNEPRESIDENT2448144
GRIMM, MICAELA JEANNECO-CFO2448144
VEGA, DOREEN LEMACO-CFO, FINOP, PFO5364084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HANDELSBANKEN MARKETS SECURITIES, INC.

CRD#: 38485New York, NY 10022-4678

TRUST BUT VERIFY

Monitor Anna Lundberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.