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CRD#: 36118
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for NEWEDGE USA, LLC Comes From
Understanding the Statistics for NEWEDGE USA, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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HNWI
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Firm Disclosures
Regulatory Event
60
Arbitration
1
FIRM INFORMATION
Established
Delaware since 01/01/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NEWEDGE GROUP | 100% OWNER OF NEWEDGE USA, LLC - CLASS A AND CLASS C MEMBER | ||
| BABULE, ANTOINE JULIEN | CEO | 5778863 | |
| BOND, ROBERT | HEAD OF FFOE & FI NEW YORK | 4121948 | |
| COHEN, ADAM MICHAEL | HEAD OF US INSTITUTIONAL SALES PCS | 2560856 | |
| CULLEN, EDWARD PATRICK | CHIEF FINANCIAL OFFICER AMERICAS/FINOP | 1551615 | |
| DAVY, STEPHEN P | HEAD OF IT | 5644503 | |
| EICKBUSH, GREGORY FRANCIS | HEAD OF OPERATIONS, AMERCIAS | 2533204 | |
| GAUGHAN, SUSAN KATHLEEN | REGISTERED OPTIONS PRINCIPAL AND BRANCH MANAGER CHICAGO | 2530985 | |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 | |
| LOPRESTI, JOHN | HEAD OF SECURITIES OPERATIONS AMERICAS | 1999981 | |
| MURPHY, ANGELIQUE REGINA | GLOBAL CHIEF OPERATING OFFICER ACTING AMERICAS HEAD OF FFOE & FI | 2355417 | |
| PIETANZA, ELIZABETH CATHERINE | BRANCH MANAGER, NEW YORK | 2192911 | |
| RICHTER, DAVID JAMES | HEAD OF US HIGH FREQUENCY SALES PCS | 1853383 | |
| SARGENT, JEFFREY JOSEPH | HEAD OF SECURITIES COMPLIANCE AMERICAS | 2648637 |
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Advisor's working at NEWEDGE USA, LLC
Diana London
IAR
RR
CRD#: 7494509
Location:
Windham, ME 04062
Company:
PFS INVESTMENTS INC.
Disclosures:
Experience:
4 years
Andrew James Lehman
IAR
CRD#: 5706352
Richard Paul Sabo
IAR
RR
CRD#: 1863167
Location:
Gibsonia, PA 15044
Company:
J. W. COLE ADVISORS, INC.
Disclosures:
Experience:
34 years
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