Gregory F. Eickbush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Francis Eickbush was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2004. Gregory had worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2021 - June 1, 2021
MIZUHO SECURITIES CANADA INC.
January 10, 2017 - May 7, 2021
MIZUHO SECURITIES USA LLC
January 2, 2015 - March 3, 2016
SG AMERICAS SECURITIES, LLC
February 4, 2014 - January 2, 2015
NEWEDGE USA, LLC
January 27, 2011 - August 13, 2013
ICM SECURITIES, LLC
September 22, 2008 - March 9, 2009
BARCLAYS CAPITAL INC.
April 17, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
May 3, 2004 - April 18, 2006
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 11/22/2022
General Securities Representative ExaminationCurrent Firm
MIZUHO SECURITIES CANADA INC.
CRD#: 300059 / SEC#: , 8-70287
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIZUHO SECURITIES USA LLC | DIRECT OWNER | 19647 |
| MARTINO, MICHAEL BENEDICT | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 4420944 |
| POMPONIO, NICOLA | CHIEF COMPLIANCE OFFICER//DIRECTOR | 4835220 |
| RIZZIERI, GERALD ANTHONY | DIRECTOR | 1751181 |
| TRACHSEL, WILLIAM SCOTT | VICE PRESIDENT/OFFICER | 2518542 |
| TUTTLE, MARK ALLEN | CHIEF EXECUTIVE OFFICER | 2581651 |
| WEISMER, JOSHUA STEVEN | VICE PRESIDENT/OFFICER | 3117586 |
| WONG, DAVID T | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4245078 |
Red Flags
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