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CRD#: 35192
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ENTORO SECURITIES, LLC is located at 7941 Katy Freeway Suite 516, Houston, TX 77024 and was first established at Dallas, Delaware in 05/28/2008. After operating for 17 years, ENTORO SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ENTORO SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ENTORO SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ENTORO SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ENTORO SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ENTORO SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ENTORO SECURITIES, LLC Comes From

Understanding the Statistics for ENTORO SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
7941 Katy Freeway Suite 516, Houston, TX 77024
Mailing Address
7941 Katy Freeway Suite 516, Houston, TX 77024
Firm Size
Small
Phone Number
(713) 823-2900
Established
Delaware since 05/28/2008
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ENTORO CAPITAL LLC (WY)SOLE MEMBER
COPSON, MEIHUIREGISTERED PRINCIPAL7187064
COPSON, MEIHUIAML COMPLIANCE PRINCIPAL7187064
GOODIN, DIANE MARIEFINOP3117840
ROW, CATALINA ELIZABETHREGISTERED PRINCIPAL7631359
ROW, JAMES CAVEDODESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1751837

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Advisor's working at ENTORO SECURITIES, LLC

JR

James Cavedo Row

James C Row
IAR
RR
CRD#: 1751837
Location:
Houston, TX 77024
Company:
ENTORO ADVISORS
Disclosures:
Experience:
25 years
View Profile
AK

Andrew Joseph Kleinberg

Andrew J Kleinberg
IAR
RR
CRD#: 1814875
Location:
New York, NY 10018
Company:
GRAND CENTRAL FINANCIAL PLANNING
Disclosures:
Experience:
37 years
View Profile
MC

Meihui Copson

Meihui Nmn Piao, Meihui Piao
IAR
RR
CRD#: 7187064
Location:
Houston, TX 77024
Company:
ENTORO ADVISORS
Disclosures:
Experience:
6 years
View Profile
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