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CRD#: 330096
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for HEG SECURITIES, LLC Comes From

Understanding the Statistics for HEG SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
660 Steamboat Road 4th Floor, Greenwich, CT 06830
Mailing Address
660 Steamboat Road 4th Floor, Greenwich, CT 06830
Firm Size
Small
Phone Number
(203) 971-0730
Established
Delaware since 11/29/2023
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HEG FINANCIAL, LLCPARENT
BOND, JAMES MICHAELCHIEF COMPLIANCE OFFICER4714631
CERCY, CHRISTOPHER DANIELCHIEF EXECUTIVE OFFICER4459339
FITZGERALD, HEATHERFINOP, PFO, POO4427665

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at HEG SECURITIES, LLC

HF

Heather Fitzgerald

Heather Marie Fitzgerald, Heather Marie Seal
RR
CRD#: 4427665
Location:
New York, NY 10038

Registered Affiliation(s):FERRETTI GROUP, INC.

Disclosures:
Experience:
24 years
CC

Christopher Daniel Cercy

RR
CRD#: 4459339
Location:
Greenwich, CT 06830

Registered Affiliation(s):HEG SECURITIES, LLC

Disclosures:
Experience:
24 years
RZ

Robert Zegarra

Rob Zegarra
RR
CRD#: 4081853
Location:
Greenwich, CT 06830

Registered Affiliation(s):HEG SECURITIES, LLC

Disclosures:
Experience:
22 years
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