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HF

Heather M. Fitzgerald

FERRETTI GROUP
NEW YORK, NY 10038
Some features on this profile are disabled
CRD#: 4427665
HF

Professional summary

Heather Marie Fitzgerald, who also goes by Heather Marie Fitzgerald, Heather Marie Seal, is a registered financial professional currently at FERRETTI GROUP, INC. located in New York, New York and LIVERMORE TRADING GROUP, INC. located in New York, New York.

Heather is registered as a RR (Registered Representative) and started their career in finance in 2001. Heather has worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Heather Marie Fitzgerald | Heather Marie Seal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heather Marie Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2024 - Present

FERRETTI GROUP, INC.

Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
BD
CRD#: 47768
NEW YORK, NY
Current

November 15, 2024 - Present

LIVERMORE TRADING GROUP, INC.

Office #1: 11 Wall Street, New York, NY 10005
BD
CRD#: 32968
New York, NY
Current

March 10, 2025 - Present

ZANBATO SECURITIES LLC

Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043
BD
CRD#: 279028
Mountain View, CA
Current

April 24, 2025 - Present

GLOBAL CARRY LLC

Office #1: 10 Grand Street, Ste 1800-b, Brooklyn, NY 11211
BD
CRD#: 332522
BROOKLYN, NY
Current

September 17, 2025 - Present

MOMENT MARKETS, LLC

Office #1: 101 Greenwich St 9d, New York, NY 10006
BD
CRD#: 325062
NEW YORK, NY
Current

October 7, 2025 - Present

Office #1: 530 Wedgewood Circle, Lake In The Hills, IL 60156
LAKE IN THE HILLS, IL
Past

February 28, 2023 - July 9, 2024

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

July 14, 2020 - September 13, 2022

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

August 22, 2005 - February 23, 2021

SCARSDALE EQUITIES LLC

BD
CRD#: 134602
NEW YORK, NY
Past

October 30, 2001 - August 24, 2005

BRIMBERG & CO.

BD
CRD#: 1315
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/31/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/15/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/17/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/7/2012
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/11/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/18/2011
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

MM
MOMENT MARKETS, LLC
MOMENT MARKETS, LLC

CRD#: 325062 / SEC#: , 8-71045

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
101 Greenwich St 9d, New York, NY 10006
Mailing Address
101 Greenwich St 9d, New York, NY 10006
Phone number
(347) 389-1725
Established
Delaware since 01/17/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MOMENT TECHNOLOGY INC.SOLE MEMBER
FITZGERALD, HEATHERFINOP4427665
KHAN, RADOWAN AHMEDCEO6528148
LEIMAN-CARBIA, JULIUS RAPHAELCCO2468086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENT MARKETS, LLC

CRD#: 325062New York, NY 10038

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