Heather Fitzgerald
Professional summary
Heather Fitzgerald, who also goes by Heather Marie Fitzgerald, Heather Marie Seal, is a registered financial professional currently at FERRETTI GROUP, INC. located in New York, New York and LIVERMORE TRADING GROUP, INC. located in New York, New York.
Heather is registered as a RR (Registered Representative) and started their career in finance in 2001. Heather has worked at 15 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2024 - Present
FERRETTI GROUP, INC.
Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038November 15, 2024 - Present
LIVERMORE TRADING GROUP, INC.
Office #1: 11 Wall Street, New York, NY 10005March 10, 2025 - Present
ZANBATO SECURITIES LLC
Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043April 24, 2025 - Present
GLOBAL CARRY LLC
Office #1: 10 Grand Street, Ste 1800-b, Brooklyn, NY 11211September 17, 2025 - Present
MOMENT MARKETS, LLC
Office #1: 395 Hudson St. 10th Floor, New York, NY 10014January 27, 2026 - Present
HEG SECURITIES, LLC
Office #1: 660 Steamboat Road 4th Floor, Greenwich, CT 06830March 16, 2026 - Present
OPTIMAL EXECUTIONS, LLC
Office #1: One World Trade Center Suite 47m, New York, NY 10007July 7, 2026 - Present
CONCHO TRANSACTIONS
Office #1: 30 Umbria Ln, Spring, TX 77382February 2, 2026 - July 17, 2026
MAPLEWOOD INVESTMENTS, INC.
November 18, 2025 - April 14, 2026
BLUE CAPAY VENTURES
October 7, 2025 - February 2, 2026
VELES SECURITIES
February 28, 2023 - July 9, 2024
SPARTAN CAPITAL SECURITIES, LLC
July 14, 2020 - September 13, 2022
R. F. LAFFERTY & CO., INC.
August 22, 2005 - February 23, 2021
SCARSDALE EQUITIES LLC
October 30, 2001 - August 24, 2005
BRIMBERG & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/15/2012
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
CONCHO TRANSACTIONS
CRD#: 339157 / SEC#: , 8-71462
Contact information
Documents
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