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CRD#: 326718
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FIRM PROFILE
Assets Under Management:No Information
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Total Number of HNWI Clients:No Information
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Where the Statistical Data for 4170 SECURITIES LLC Comes From
Understanding the Statistics for 4170 SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
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HNWI
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Breakdown of Assets Under Management
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Firm Disclosures
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FIRM INFORMATION
Main Address
372 West Ontario Street Suite 502, Chicago, IL 60654
Mailing Address
372 West Ontario Street Suite 400, Chicago, IL 60654
Firm Size
Small
Phone Number
(312) 912-7336
Established
Illinois since 03/08/2023
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at 4170 SECURITIES LLC
BN
Brent Patrick Nicks
IAR
RR
CRD#: 4067773
Location:
Wilmington, NC
Company:
AMB WEALTH, LLC
Disclosures:
Experience:
26 years
CW
Charlene Faith Wilson
RR
CRD#: 1935747
Location:
Garden City, NY 11530
Company:
CRAFT CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
36 years
LL
Lawrence Louis Livornese
RR
CRD#: 5981288
Location:
Chicago, IL 60654
Company:
4170 SECURITIES LLC
Disclosures:
Experience:
14 years
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