Jonathan P. Aston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Peter Aston was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1999. Jonathan had worked at 2 firms and has passed the Series 3, Series 7TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2024 - June 23, 2026
4170 SECURITIES LLC
April 19, 1999 - April 4, 2008
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/15/2023
General Securities Representative ExaminationCurrent Firm
4170 SECURITIES LLC
CRD#: 326718 / SEC#: , 8-71102
Contact information
Documents
Red Flags
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