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CRD#: 326199
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for OPENYIELD TRADING LLC Comes From
Understanding the Statistics for OPENYIELD TRADING LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
205 East 42nd St Suite 1935, New York, NY 10017
Mailing Address
205 East 42nd St Suite 1935, New York, NY 10017
Firm Size
Small
Phone Number
(908) 409-3542
Established
Delaware since 03/10/2023
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at OPENYIELD TRADING LLC
AC
Ana Roumenova Carter
RR
CRD#: 4424794
Location:
Tampa, FL 33602
Company:
LCG CAPITAL ADVISORS, LLC
Disclosures:
Experience:
16 years
TS
Thomas Daniel Shpetner
RR
CRD#: 4487619
Location:
New York, NY 10017
Company:
OPENYIELD TRADING LLC
Disclosures:
Experience:
23 years
MH
Mark Hebert
RR
CRD#: 4816103
Location:
New York, NY 10017
Company:
OPENYIELD TRADING LLC
Disclosures:
Experience:
19 years
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