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CRD#: 324611
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ASPEN ALPHA ADVISORS, LLC is located at 5940 S Rainbow Boulevard Ste 400, Pmb 37959, Las Vegas, NV 89118-2507. ASPEN ALPHA ADVISORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ASPEN ALPHA ADVISORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ASPEN ALPHA ADVISORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ASPEN ALPHA ADVISORS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ASPEN ALPHA ADVISORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ASPEN ALPHA ADVISORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ASPEN ALPHA ADVISORS, LLC Comes From

Understanding the Statistics for ASPEN ALPHA ADVISORS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
No Information
Employees
Total
No Information
Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
5940 S Rainbow Boulevard Ste 400, Pmb 37959, Las Vegas, NV 89118-2507
Phone Number
(775) 830-1615
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TRICE, JORDON, SCOTTMANAGER03/20225500091

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Advisor's working at ASPEN ALPHA ADVISORS, LLC

Robert Burns
AdvisorCheck Check Mark

Robert Burns

Robert Michael Burns Jr
IAR
RR
CRD#: 1690782
CFP®: Certified Financial Planner
Location:
Palm Beach Gardens, FL 33410
Company:
J.P. MORGAN SECURITIES LLC
Disclosures:
Experience:
38 years
View Profile
MQ
AdvisorCheck Check Mark

Matthew James Quigley

Matthew J Quigley, Matthew James Quigley, Matthew Quigley
PR
CRD#: 5875683
Location:
Cincinnati, OH 45202
Company:
NAVIAN CAPITAL SECURITIES LLC
Disclosures:
Experience:
12 years
View Profile
John Tanner Powell
AdvisorCheck Check Mark

John Tanner Powell

John Powell
IAR
RR
CRD#: 7711744
Location:
Los Angeles, CA 90036
Company:
EQUITABLE ADVISORS, LLC
Disclosures:
Experience:
2 years
View Profile
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