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CRD#: 322618
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for TRB CAPITAL MARKETS, LLC Comes From
Understanding the Statistics for TRB CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Firm Size
Small
Phone Number
(956) 682-2265
Established
Texas since 08/19/2022
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TEXAS REGIONAL BANK | OWNER | ||
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 | |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 | |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 | |
| JOHNSON, KRISTY KAY | FINOP | 4470948 | |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at TRB CAPITAL MARKETS, LLC
JT
John Lee Tippit IV
IAR
RR
CRD#: 5809446
Location:
Mcallen, TX 78503
Company:
TRB WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
14 years
RH
Rogelio Hernandez JR.
RR
CRD#: 5554184
Location:
Harlingen, TX 78552
Company:
TRB CAPITAL MARKETS, LLC
Disclosures:
Experience:
1 year
NH
Noe Hinojosa JR
RR
CRD#: 1782212
Location:
Dallas, TX 75201
Company:
TRB CAPITAL MARKETS, LLC
Disclosures:
Experience:
37 years
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